SEC Form 4 · accession 0000899243-17-027462
TYME TECHNOLOGIES, INC. · TYME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben R Taylor
Officer — President, CFO
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001537917
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - right to buyF1 | $4.10 | Nov 22, 2017 | A | 50,000 | A | — | Nov 22, 2019 | Common Stock | 50,000 | 50,000 | D |
| Employee Stock Option - right to buyF2 | $4.10 | Nov 22, 2017 | A | 129,957 | A | — | Nov 22, 2019 | Common Stock | 129,957 | 129,957 | D |
Explanation of responses
- F125,000 options are exercisable immediately, with the remaining 25,000 exercisable on November 22, 2018.
- F2This option grant is subject to a six month vesting schedule, vesting 1/6 per month beginning on December 22, 2018.