SEC Form 4 · accession 0001666138-17-000099
Atkore Inc. · ATKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Mallak
Officer — Vice President and CFO
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001666138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 9,575 | $7.30 | A | 81,563 | D | |
| Common StockF2 | Nov 22, 2017 | S | 9,575 | $20.0097 | D | 71,988 | D | |
| Common Stock | Nov 24, 2017 | M | 200 | $7.30 | A | 72,188 | D | |
| Common Stock | Nov 24, 2017 | S | 200 | $20.00 | D | 71,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F3 | $7.30 | Nov 22, 2017 | M | 9,575 | D | — | Dec 7, 2022 | Common Stock | 9,575 | 200,168 | D |
| Stock Options (right to buy)F3 | $7.30 | Nov 24, 2017 | M | 200 | D | — | Dec 7, 2022 | Common Stock | 200 | 199,968 | D |
Explanation of responses
- F1This exercise and sale were undertaken pursuant to a predetermined diversification plan previously adopted by the Reporting Person (a "10b5-1 Plan").
- F2This price represents the approximate weighted average price per share of common stock (each a "Share") of Atkore International Group Inc. (the "Issuer") of sales that were executed at prices ranging from $20.00 to $20.02 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the issuer, full information regarding the number of Shares sold at each price.
- F3These options are fully vested and exercisable.