SEC Form 4 · accession 0001214659-17-006979
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald James McConnell
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 27, 2017 | M | 130,050 | $3.44 | A | 220,738 | D | |
| Common SharesF2 | Nov 27, 2017 | F | 114,843 | $3.89 | D | 105,895 | D | |
| Common SharesF3 | Nov 27, 2017 | S | 16 | $3.89 | D | 105,879 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.44 | Nov 27, 2017 | M | 130,050 | D | Dec 5, 2012 | Dec 4, 2017 | Common Shares | 130,050 | 0 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2735=U.S.$1.00.
- F2The price reported above was converted from the Canadian price of C$4.96 to USD using an exchange rate of C$1.2735=USD $1.00.
- F3The price reported above was converted from the Canadian price of C$4.95 to USD using an exchange rate of C$1.2735=USD $1.00.