SEC Form 4 · accession 0000775158-17-000193

OSHKOSH CORP · OSK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior VP, Quality & Cont Impr

Period of report

Nov 27, 2017

Accepted (ET)

Nov 28, 2017 · 12:55 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000775158

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Nov 27, 2017	S	900	$85.76	D	5,000	D
Common Stock	Nov 27, 2017	M	3,200	$41.52	A	8,200	D
Common Stock^F2	Nov 27, 2017	S	3,200	$85.88	D	5,000	D
Common Stock	Nov 27, 2017	M	1,225	$66.89	A	6,225	D
Common Stock	Nov 27, 2017	S	1,225	$85.83	D	5,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options^F3,F4	$41.52	Nov 27, 2017	M	3,200	D	—	Nov 12, 2022	Common Stock	3,200	3,200	D
Options^F3,F5	$66.89	Nov 27, 2017	M	1,225	D	—	Nov 21, 2023	Common Stock	1,225	2,450	D

F1Represents weighted average price. Individual sales by lot ranged from $85.75 to $85.76. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F2Represents weighted average price. Individual sales by lot ranged from $85.87 to $85.93. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
F3Option (right to buy) granted pursuant to the Company's Stock Plan.
F4Options vest in one-third (1/3) annual increments commencing on 11/12/2016.
F5Options vest in one-third (1/3) annual increments commencing on 11/21/2017.