SEC Form 4 · accession 0001179110-17-014631
COMFORT SYSTEMS USA INC · FIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T McKenna Trent
Officer — SrVP, General Counsel and Secy
Period of report
Nov 27, 2017
Accepted (ET)
Nov 27, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2017 | G | 75 | $0.00 | D | 45,839 | D | |
| Common Stock | Nov 27, 2017 | M | 5,000 | $11.21 | A | 50,839 | D | |
| Common Stock | Nov 27, 2017 | M | 5,000 | $13.86 | A | 55,839 | D | |
| Common StockF2 | Nov 27, 2017 | S | 15,179 | $41.85 | D | 40,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $11.21 | Nov 27, 2017 | M | 5,000 | D | Apr 1, 2015 | Mar 26, 2022 | Common Stock | 5,000 | 15,614 | D |
| Option to BuyF4 | $13.86 | Nov 27, 2017 | M | 5,000 | D | Apr 1, 2016 | Mar 20, 2023 | Common Stock | 5,000 | 11,901 | D |
Explanation of responses
- F1This transaction represents a charitable donation.
- F2Represents the average price of shares sold; full information regarding the number of shares sold and specific prices will be made available upon request to the Company's Office of the General Counsel.
- F3Stock options were granted on 03/26/2012, vested equally over a three-year period, and were fully vested on 04/01/2015.
- F4Stock options were granted on 03/20/2013, vested equally over a three-year period, and were fully vested on 04/01/2016.