SEC Form 4 · accession 0000896878-17-000180
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry Tayloe Stansbury
Officer — EVP & Chief Technology Officer
Period of report
Nov 24, 2017
Accepted (ET)
Nov 28, 2017 · 2:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2017 | M | 4,315 | $113.19 | A | 5,207 | D | |
| Common Stock | Nov 24, 2017 | M | 3,567 | $107.25 | A | 8,774 | D | |
| Common StockF2 | Nov 24, 2017 | S | 5,015 | $151.3848 | D | 3,759 | D | |
| Common StockF3 | Nov 24, 2017 | S | 1,500 | $152.8693 | D | 2,259 | D | |
| Common StockF4 | Nov 24, 2017 | S | 1,367 | $153.61 | D | 892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $113.19 | Nov 24, 2017 | M | 4,315 | D | Nov 21, 2017 | Jul 20, 2023 | Common Stock | 4,315 | 43,158 | D |
| Non-Qualified Stock Option (right to buy) | $107.25 | Nov 24, 2017 | M | 3,567 | D | Nov 23, 2017 | Jul 22, 2022 | Common Stock | 3,567 | 14,267 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2016.
- F2This transaction was executed in multiple trades ranging from $151.02 to $151.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $152.29 to $153.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $153.29 to $153.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.