SEC Form 4 · accession 0000896878-17-000175
INTUIT INC. · INTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brad D Smith
Officer — Chairman, CEO & President · Director
Period of report
Nov 22, 2017
Accepted (ET)
Nov 27, 2017 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896878
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2017 | M | 110,496 | $47.79 | A | 399,246 | D | |
| Common StockF2 | Nov 22, 2017 | S | 86,725 | $151.2625 | D | 312,521 | D | |
| Common StockF3 | Nov 22, 2017 | S | 23,771 | $151.8803 | D | 288,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $47.79 | Nov 22, 2017 | M | 110,496 | D | Jul 20, 2016 | Jul 19, 2018 | Common Stock | 110,496 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2017.
- F2This transaction was executed in multiple trades ranging from $150.72 to $151.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $151.72 to $152.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.