SEC Form 4 · accession 0001194210-17-000003
COGNEX CORP · CGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Alias
Director
Period of report
Nov 27, 2017
Accepted (ET)
Nov 28, 2017 · 7:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2017 | M | 5,000 | $21.055 | A | 5,000 | D | |
| Common Stock | Nov 27, 2017 | S | 5,000 | $143.5387 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.055 | Nov 27, 2017 | M | 5,000 | D | Feb 13, 2014 | Feb 13, 2023 | Common Stock | 5,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $3.75 | holding | — | — | — | Dec 16, 1997 | Dec 14, 2008 | Common Stock | 800,000 | 800,000 | D |
| Non-Qualified Stock Option (right to buy) | $7.8595 | holding | — | — | — | Apr 21, 2000 | Jun 3, 2008 | Common Stock | 300,000 | 300,000 | D |
| Non-Qualified Stock Option (right to buy) | $8.00 | holding | — | — | — | Dec 15, 1999 | Dec 15, 2008 | Common Stock | 24,000 | 24,000 | D |
| Non-Qualified Stock Option (right to buy) | $9.35 | holding | — | — | — | Feb 19, 2009 | Feb 19, 2018 | Common Stock | 6,750 | 6,750 | D |
| Non-Qualified Stock Option (right to buy) | $12.51 | holding | — | — | — | Jan 1, 2006 | Jan 10, 2015 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $14.477 | holding | — | — | — | Apr 27, 2003 | Apr 27, 2014 | Common Stock | 60,800 | 60,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $14.69 | holding | — | — | — | — | Jan 30, 2016 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $16.4875 | holding | — | — | — | Jan 1, 2005 | Apr 22, 2014 | Common Stock | 6,666 | 6,666 | D |
| Non-Qualified Stock Option (right to buy) | $33.44 | holding | — | — | — | Feb 12, 2017 | Feb 12, 2026 | Common Stock | 17,500 | 17,500 | D |
| Non-Qualified Stock Option (right to buy) | $39.31 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 17,500 | 17,500 | D |
| Non-Qualified Stock Option (right to buy) | $41.25 | holding | — | — | — | Feb 17, 2016 | Feb 17, 2025 | Common Stock | 17,500 | 17,500 | D |
| Non-Qualified Stock Option (right to buy) | $76.78 | holding | — | — | — | Feb 21, 2018 | Feb 21, 2027 | Common Stock | 17,500 | 17,500 | D |
Explanation of responses
- F1This option vests in four equal annual installments commencing on January 1, 2007.