Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 4, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

484 filings · trading day Oct 4, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 24, 2018 AForm 4 →	Oct 4, 2:17 pm EDT	PetVivo Holdings, Inc.PETV	Robert James RudeliusDirector	25,000	$50,000.00	$1,250,000,000	170,000	—	late
Oct 3, 2018 MForm 4 →	Oct 3, 8:02 pm EDT	WALT DISNEY CO/DIS	Mary Jayne ParkerSr EVP and Chief HR Officer	29,192	$92.23	$2,692,378	9,731	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:08 pm EDT	NetApp, Inc.NTAP	George KurianCEO, Director	6,000	$86.10	$516,592	6,000	—
Oct 1, 2018 JForm 4 →	Oct 3, 6:56 pm EDT	LIQUIDITY SERVICES INCLQDT	William P Angrick IIIChairman of the Board and CEO, Director, 10% Owner	61,661	$5.95	$366,883	0	—
Oct 1, 2018 JForm 4 →	Oct 3, 6:56 pm EDT	LIQUIDITY SERVICES INCLQDT	Jorge CelayaEVP & Chief Financial Officer	55,807	$5.95	$332,052	4,850	—
Oct 1, 2018 CMForm 4 →	Oct 3, 4:01 pm EDT	ROKU, INCROKU	Stephen H KaySVP General Counsel, Secretary	108,000	$2.94	$317,520	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:45 pm EDT	J M SMUCKER CoSJM	Paul J DolanDirector	1,597	$102.51	$163,756	34,503	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:48 pm EDT	J M SMUCKER CoSJM	Elizabeth Valk LongDirector	1,561	$102.51	$160,006	60,826	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:50 pm EDT	J M SMUCKER CoSJM	Gary A OateyDirector	1,561	$102.51	$160,006	38,026	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:16 pm EDT	J M SMUCKER CoSJM	Kirk PerryDirector	1,561	$102.51	$160,006	3,778	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:43 pm EDT	J M SMUCKER CoSJM	Kathryn W DindoDirector	1,317	$102.51	$135,006	39,638	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:46 pm EDT	J M SMUCKER CoSJM	Jay L HendersonDirector	1,317	$102.51	$135,006	3,617	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:22 pm EDT	J M SMUCKER CoSJM	Sandra PianaltoDirector	1,317	$102.51	$135,006	6,062	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:25 pm EDT	J M SMUCKER CoSJM	Nancy Lopez KnightDirector	1,317	$102.51	$135,006	19,775	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:32 pm EDT	J M SMUCKER CoSJM	Alex ShumateDirector	1,317	$102.51	$135,006	14,230	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:41 pm EDT	J M SMUCKER CoSJM	Timothy P SmuckerDirector	1,317	$102.51	$135,006	4,458	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:45 pm EDT	J M SMUCKER CoSJM	Dawn C WilloughbyDirector	1,317	$102.51	$135,006	2,644	—
Oct 1, 2018 JForm 4 →	Oct 3, 6:56 pm EDT	LIQUIDITY SERVICES INCLQDT	James M RalloPresident RSCG and CAG	16,059	$5.95	$95,551	3,925	—
Sep 28, 2018 AForm 4 →	Oct 3, 6:03 pm EDT	GENTEX CORPGNTX	Kathleen StarkoffDirector	4,430	$21.46	$95,068	4,430	—	late
Oct 1, 2018 AForm 4 →	Oct 3, 4:12 pm EDT	GENERAL ELECTRIC COGE	H Lawrence Culp Jr.CEO and Director	7,724	$12.30	$95,005	13,826	—
Oct 2, 2018 CForm 4 →	Oct 4, 3:25 pm EDT	E.W. SCRIPPS CoSSP	Douglas F LyonsSVP, Controller & Treasurer	5,531	$16.25	$89,879	11,061	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:27 pm EDT	GENERAL ELECTRIC COGE	James J MulvaDirector	6,911	$12.30	$85,005	174,946	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:29 pm EDT	GENERAL ELECTRIC COGE	Leslie SeidmanDirector	6,911	$12.30	$85,005	13,198	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:08 pm EDT	GENERAL ELECTRIC COGE	William G BeattieDirector	6,809	$12.30	$83,751	153,388	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:10 pm EDT	GENERAL ELECTRIC COGE	John Joseph BrennanDirector	6,809	$12.30	$83,751	99,091	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:04 pm EDT	GENERAL ELECTRIC COGE	Sebastien M BazinDirector	6,402	$12.30	$78,745	37,781	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:31 pm EDT	GENERAL ELECTRIC COGE	James S TischDirector	6,402	$12.30	$78,745	110,918	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:15 pm EDT	GENERAL ELECTRIC COGE	Francisco DsouzaDirector	6,301	$12.30	$77,502	72,890	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:07 pm EDT	Nuvectra CorpNVTR	Jon T TremmelDirector	11,218	$6.87	$77,068	10,634	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:07 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Laurette T KoellnerDirector	2,917	$23.57	$68,754	11,075	—
Oct 1, 2018 JForm 4 →	Oct 3, 6:57 pm EDT	LIQUIDITY SERVICES INCLQDT	Roger GravleyPresident, GovDeals & CIO	11,347	$5.95	$67,515	4,125	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:25 pm EDT	GENERAL ELECTRIC COGE	Risa J Lavizzo-MoureyDirector	5,041	$12.30	$62,004	20,458	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:24 pm EDT	SONOCO PRODUCTS COSON	Philippe GuillemotDirector	1,013	$55.53	$56,252	4,113	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:17 pm EDT	Enstar Group LTDESGR	Robert J CampbellDirector	267	$205.31	$54,750	15,434	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:39 pm EDT	MMA CAPITAL MANAGEMENT, LLCMMAC	Michael L FalconeCEO and President, Director	30,000	$1.80	$54,000	90,000	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:00 pm EDT	CBS CORPCBS, CBS.A	Martha L. MinowDirector	928	$55.73	$51,717	2,775	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:47 pm EDT	GENERAL ELECTRIC COGE	Edward P Garden +1Director	4,024	$12.30	$49,495	14,159	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:18 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Delphine ArnaultDirector	2,157	$46.21	$48,705	28,610	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:21 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	James BreyerDirector	2,157	$46.21	$48,705	28,610	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:23 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Chase CareyDirector	1,054	$46.21	$48,705	2,044	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:26 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Roderick I EddingtonDirector	2,157	$46.21	$48,705	28,610	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:29 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Jacques A NasserDirector	2,157	$46.21	$48,705	28,610	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:30 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Robert S SilbermanDirector	2,157	$46.21	$48,705	28,610	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:32 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Tidjane ThiamDirector	1,054	$46.21	$48,705	24,627	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:37 pm EDT	GENERAL ELECTRIC COGE	Thomas W HortonDirector	3,902	$12.30	$47,995	7,453	—
Oct 2, 2018 AForm 4 →	Oct 3, 4:24 pm EDT	USG CORPUSG	Steven F LeerDirector	1,079	$43.38	$46,803	618	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:29 pm EDT	SONOCO PRODUCTS COSON	James M MicaliDirector	808	$55.53	$44,874	54,069	—
Oct 2, 2018 MForm 4 →	Oct 4, 9:56 am EDT	FIRST OF LONG ISLAND CORPFLIC	Mark D CurtisSr. Executive Vice President	4,000	$11.14	$44,568	1,000	—
Oct 1, 2018 AJForm 4 →	Oct 3, 5:23 pm EDT	GARTNER INCIT	James C SmithDirector	552	$158.27	$43,683	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:12 pm EDT	NEWS CORPNWS	Kelly AyotteDirector	3,148	$13.10	$41,239	18,701	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:14 pm EDT	NEWS CORPNWS	Jose Maria AznarDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:15 pm EDT	NEWS CORPNWS	Natalie BancroftDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:16 pm EDT	NEWS CORPNWS	Peter BarnesDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:17 pm EDT	NEWS CORPNWS	Joel KleinDirector	3,148	$13.10	$41,239	33,206	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:18 pm EDT	NEWS CORPNWS	James R MurdochDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:19 pm EDT	NEWS CORPNWS	Lachlan K MurdochDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:20 pm EDT	NEWS CORPNWS	Ana Paula PessoaDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:20 pm EDT	NEWS CORPNWS	Masroor SiddiquiDirector	5,112	$13.10	$41,239	49,685	—
Oct 1, 2018 MForm 4 →	Oct 3, 8:20 pm EDT	GULFMARK OFFSHORE INCGLF	Quintin KneenPresident & CEO, Director	8,467	$4.73	$40,090	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:45 pm EDT	ALLSTATE CORPALL	Michael L EskewDirector	381	$98.53	$37,500	7,051	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:03 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	James A FirestoneDirector	1,538	$23.57	$36,251	71,608	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:05 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Werner GeisslerDirector	1,538	$23.57	$36,251	48,155	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:06 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Peter S HellmanDirector	1,538	$23.57	$36,251	51,522	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:09 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	W Alan McColloughDirector	1,538	$23.57	$36,251	71,608	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:11 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	John E McGladeDirector	1,538	$23.57	$36,251	31,150	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:12 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Michael J MorellDirector	1,538	$23.57	$36,251	21,621	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:15 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Roderick A PalmoreDirector	1,538	$23.57	$36,251	34,172	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:17 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Stephanie A StreeterDirector	1,538	$23.57	$36,251	71,355	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:19 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Thomas H WeidemeyerDirector	1,538	$23.57	$36,251	71,608	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:20 pm EDT	GOODYEAR TIRE & RUBBER CO /OH/GT	Michael WesselDirector	1,538	$23.57	$36,251	71,608	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:00 pm EDT	CBS CORPCBS, CBS.A	Candace K BeineckeDirector	574	$55.73	$31,989	287	—
Oct 3, 2018 AForm 4 →	Oct 4, 2:31 pm EDT	Duke Energy CORPDUK	Charles W MoormanDirector	395	$79.19	$31,280	10,123	—
Oct 3, 2018 AForm 4 →	Oct 4, 2:32 pm EDT	Duke Energy CORPDUK	Carlos A SaladrigasDirector	395	$79.19	$31,280	43,965	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:47 pm EDT	ALLSTATE CORPALL	Perry M TraquinaDirector	317	$98.53	$31,250	2,844	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:48 pm EDT	QUEST DIAGNOSTICS INCDGX	Timothy M RingDirector	284	$108.35	$30,770	7,174	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:01 pm EDT	CBS CORPCBS, CBS.A	Shari RedstoneVice Chair, Director	546	$55.73	$30,429	15,470	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:00 pm EDT	CBS CORPCBS, CBS.A	Strauss ZelnickDirector	538	$55.73	$29,983	269	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:00 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Mark C DoramusDirector	1,016	$28.74	$29,200	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:19 pm EDT	SONOCO PRODUCTS COSON	Harry A CockrellDirector	518	$55.53	$28,748	12,579	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:19 pm EDT	SONOCO PRODUCTS COSON	Pamela Lewis DaviesDirector	518	$55.53	$28,748	36,637	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:23 pm EDT	SONOCO PRODUCTS COSON	Harris E Deloach Jr.Director	518	$55.53	$28,748	54,527	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:24 pm EDT	SONOCO PRODUCTS COSON	John R HaleyDirector	518	$55.53	$28,748	19,384	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:26 pm EDT	SONOCO PRODUCTS COSON	Richard G KyleDirector	518	$55.53	$28,748	6,923	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:27 pm EDT	SONOCO PRODUCTS COSON	Blythe J McGarvieDirector	518	$55.53	$28,748	9,759	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:41 pm EDT	SONOCO PRODUCTS COSON	Sundaram NagarajanDirector	518	$55.53	$28,748	9,089	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	SONOCO PRODUCTS COSON	Marc D OkenDirector	518	$55.53	$28,748	36,559	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	SONOCO PRODUCTS COSON	Thomas E WhiddonDirector	518	$55.53	$28,748	36,637	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:14 pm EDT	FIRST DATA CORPFDC	Heidi MillerDirector	1,139	$24.15	$27,500	26,456	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:11 pm EDT	FRANKLIN RESOURCES INCBEN	Laura SteinDirector	902	$30.49	$27,500	23,287	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:00 pm EDT	CBS CORPCBS, CBS.A	Richard D ParsonsDirector	484	$55.73	$26,973	242	—
Oct 1, 2018 CMForm 4 →	Oct 3, 5:02 pm EDT	APPIAN CORPAPPN	Robert Charles KramerGeneral Manager, Director	10,500	$7.50	$26,250	0	—
Oct 1, 2018 JForm 4 →	Oct 3, 6:55 pm EDT	LIQUIDITY SERVICES INCLQDT	Mark A ShafferVP, Gen. Counsel & Secretary	4,335	$5.95	$25,793	4,425	—
Aug 21, 2018 APForm 4 →	Oct 3, 4:42 pm EDT	BioNano Genomics, IncBNGO	David L BarkerDirector	14,410	$6.47	$25,194	10,516	—	late
Oct 1, 2018 AForm 4 →	Oct 3, 6:01 pm EDT	CBS CORPCBS, CBS.A	Robert N. KliegerDirector	452	$55.73	$25,190	1,121	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:30 pm EDT	METLIFE INCMET	Robert Glenn HubbardDirector	535	$46.77	$25,000	535	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:00 pm EDT	CBS CORPCBS, CBS.A	Brian GoldnerDirector	448	$55.73	$24,967	224	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:16 pm EDT	Enstar Group LTDESGR	James D Carey +1Director	114	$205.31	$23,500	4,155	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:01 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Joseph R GromekDirector	615	$38.23	$23,500	78,521	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:16 pm EDT	Enstar Group LTDESGR	Hiteshkumar R. PatelDirector	113	$205.31	$23,250	2,026	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:11 pm EDT	Clearwater Paper CorpCLW	Richard PeachDirector	799	$29.08	$23,239	2,280	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:13 pm EDT	GARTNER INCIT	Richard J BresslerDirector	142	$158.27	$22,474	18,038	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:41 pm EDT	Gramercy Property TrustGPT	Allan BaumDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:42 pm EDT	Gramercy Property TrustGPT	Charles E BlackDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:43 pm EDT	Gramercy Property TrustGPT	Gregory F HughesDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:43 pm EDT	Gramercy Property TrustGPT	James L FrancisDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:45 pm EDT	Gramercy Property TrustGPT	Jeffrey E KelterDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:46 pm EDT	Gramercy Property TrustGPT	Louis P SalvatoreDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:47 pm EDT	Gramercy Property TrustGPT	Thomas D EckertDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:48 pm EDT	Gramercy Property TrustGPT	Z Jamie BeharDirector	819	$27.44	$22,473	10,140	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:13 pm EDT	FIRST DATA CORPFDC	Henrique De CastroDirector	880	$24.15	$21,250	5,690	—
Oct 2, 2018 AForm 4 →	Oct 4, 9:11 am EDT	TOMPKINS FINANCIAL CORPTMP	Paul J. BattagliaDirector	253	$78.91	$19,998	8,699	—
Oct 1, 2018 AJForm 4 →	Oct 3, 5:20 pm EDT	GARTNER INCIT	William O GrabeDirector	244	$158.27	$19,309	47,197	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:12 pm EDT	Unum Therapeutics Inc.UMRX	Bruce BoothDirector	2,935	$6.22	$18,256	2,935	—
Oct 1, 2018 CMForm 4 →	Oct 3, 5:08 pm EDT	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	60,000	$0.89	$17,800	0	—
Oct 1, 2018 AJForm 4 →	Oct 3, 5:15 pm EDT	GARTNER INCIT	Raul E CesanDirector	222	$158.27	$17,568	1,063	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:22 pm EDT	GARTNER INCIT	Eileen SerraDirector	111	$158.27	$17,568	441	—
Oct 3, 2018 AForm 4 →	Oct 4, 2:31 pm EDT	Duke Energy CORPDUK	James B Hyler Jr.Director	221	$79.19	$17,501	32,375	—
Oct 1, 2018 CMForm 4 →	Oct 3, 5:12 pm EDT	APPIAN CORPAPPN	Mark Steven LynchChief Financial Officer	45,000	$1.16	$17,400	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:17 pm EDT	Enstar Group LTDESGR	Bernard F. BeckerDirector	85	$205.31	$17,375	2,656	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:11 pm EDT	GARTNER INCIT	Peter BissonDirector	107	$158.27	$16,935	1,232	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:05 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Malynda K WestDirector	578	$28.74	$16,612	0	—
Oct 1, 2018 AJForm 4 →	Oct 3, 5:10 pm EDT	GARTNER INCIT	Stephen G PagliucaDirector	190	$158.27	$15,036	1,668	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:29 pm EDT	METLIFE INCMET	Gerald L HassellDirector	321	$46.77	$15,000	321	—
Oct 1, 2018 IForm 4 →	Oct 3, 4:02 pm EDT	HARRIS CORP /DE/HRS	Edward J ZoissPresident, Electronic Systems	88	$168.57	$14,848	215	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:10 pm EDT	Unum Therapeutics Inc.UMRX	Jorn AldagDirector	2,171	$6.22	$13,504	2,171	—
Oct 1, 2018 AForm 4 →	Oct 3, 8:04 pm EDT	AVNET INCAVT	Oleg KhaykinDirector	297	$45.25	$13,439	3,318	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:19 pm EDT	Unum Therapeutics Inc.UMRX	Liam RatcliffeDirector	2,111	$6.22	$13,130	2,111	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:16 pm EDT	Unum Therapeutics Inc.UMRX	Robert J PerezDirector	1,910	$6.22	$11,880	1,910	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:57 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Jay D BurchfieldDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:58 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	William E Clark IIDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:59 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Steven A CosseDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:00 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Edward DrillingDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:01 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Eugene HuntDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:01 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Jerry HunterDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:02 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Christopher R KirklandDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:02 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Susan S LaniganDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:03 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	W Scott McGeorgeDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:03 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Tom E. PurvisDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:04 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Robert L ShoptawDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:05 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Russell William TeubnerDirector	410	$28.74	$11,783	410	—
Oct 1, 2018 AJForm 4 →	Oct 3, 5:18 pm EDT	GARTNER INCIT	Anne Sutherland FuchsDirector	146	$158.27	$11,554	29,577	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:14 pm EDT	Unum Therapeutics Inc.UMRX	Karen Jean FerranteDirector	1,769	$6.22	$11,003	1,769	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:46 pm EDT	MBIA INCMBI	Francis Y ChinDirector	927	$10.82	$10,031	10,900	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:16 pm EDT	GARTNER INCIT	Karen E DykstraDirector	59	$158.27	$9,338	9,185	—
Oct 1, 2018 MForm 4 →	Oct 3, 8:20 pm EDT	GULFMARK OFFSHORE INCGLF	Samuel R RubioSenior VP and CFO	1,393	$4.73	$6,598	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:04 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Brenda J LauderbackDirector	159	$38.23	$6,063	52,841	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:09 pm EDT	TENNECO INCTEN	David B Price Jr.Director	119	$41.99	$5,000	35,299	—
Oct 1, 2018 AForm 4 →	Oct 4, 12:39 pm EDT	CHEMUNG FINANCIAL CORPCHMG	Bruce Walter BoyeaDirector	104	$42.75	$4,446	—	—	late
Oct 1, 2018 AForm 4 →	Oct 3, 6:00 pm EDT	CBS CORPCBS, CBS.A	Gary L CountrymanDirector	44	$55.73	$2,452	6,730	—
Oct 2, 2018 AForm 4 →	Oct 3, 4:15 pm EDT	NBT BANCORP INCNBTB	Andrew S Kowalczyk IIIDirector	60	$38.27	$2,296	854	—
Oct 2, 2018 AForm 4 →	Oct 4, 10:12 am EDT	MCCORMICK & CO INCMKC	Lisa ManzoneSr. VP Global Human Relations	12	$133.40	$1,558	725	—
Oct 2, 2018 AForm 4 →	Oct 4, 1:11 pm EDT	SCANA CORPSCG	Jimmy E AddisonCEO, COO, President	40	$38.16	$1,525	6,276	—
Oct 2, 2018 AForm 4 →	Oct 4, 10:10 am EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	10	$133.40	$1,346	701	—
Oct 2, 2018 AForm 4 →	Oct 4, 10:11 am EDT	MCCORMICK & CO INCMKC	Christina M McMullenVice President & Controller	4	$133.40	$564	100	—
Oct 2, 2018 AForm 4 →	Oct 4, 1:11 pm EDT	SCANA CORPSCG	Iris GriffinCFO, SVP, and Treasurer	12	$38.16	$469	26	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:42 pm EDT	TiVo CorpTIVO	Michael HawkeySVP & General Manager	6,371	$0.001	$6	35,316	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:02 pm EDT	Hill-Rom Holdings, Inc.HRC	Alton ShaderSVP, Pres. of Welch Allyn	11,054	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:03 pm EDT	ANGI Homeservices Inc.ANGI	Bowman Angela R. HicksDirector	16,301	—	—	59,778	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:03 pm EDT	KEYCORP /NEW/KEY	Ruth Ann M GillisDirector	6,541	—	—	63,969	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:03 pm EDT	Hill-Rom Holdings, Inc.HRC	Carlos Alonso-MarumSVP and Pres., International	9,811	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:03 pm EDT	IAC/INTERACTIVECORPIAC	Glenn SchiffmanEVP & CFO	2,000	—	—	198,000	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:05 pm EDT	TENNECO INCTEN	Roger WoodCo-Chief Executive Officer, Director	30,975	—	—	30,975	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:05 pm EDT	THERMO FISHER SCIENTIFIC INC.TMO	Marc N CasperChief Executive Officer, Director	125,520	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:05 pm EDT	DISH Network CORPDISH	Kyle J KiserVice President, Treasurer	25,000	—	—	18,750	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:05 pm EDT	Hill-Rom Holdings, Inc.HRC	Vega Francisco CanalSVP & Pres, Surgical Solutions	1,771	—	—	0	—
Sep 25, 2018 MForm 4 →	Oct 3, 4:05 pm EDT	EGAIN CorpEGAN	Ashutosh RoyCEO & Chairman, Director	161,459	—	—	250,000	—	late
Oct 1, 2018 MForm 4 →	Oct 3, 4:07 pm EDT	CVS HEALTH CorpCVS	Lisa BisacciaEVP and Chief HR Officer	21,534	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:07 pm EDT	Hill-Rom Holdings, Inc.HRC	Andreas G FrankSVP, Chief Transformation Off	6,962	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:08 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Paul A JalbertChief Financial Officer	3,450	—	—	6,560	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:09 pm EDT	CVS HEALTH CorpCVS	Eva C BorattoEVP, Cont & Chief Acct Officer	4,426	—	—	8,852	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:09 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Yogesh K GuptaChief Executive Officer, Director	5,887	—	—	18,002	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:09 pm EDT	Hill-Rom Holdings, Inc.HRC	Paul Sherwood JohnsonSVP & Pres. - PSS Acute Care	2,001	—	—	0	—
Oct 1, 2018 JForm 4 →	Oct 3, 4:09 pm EDT	Jones Energy, Inc.JONE	Jonny JonesDirector, 10% Owner	69,058	—	—	172,193	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:09 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Stephen H FabermanChief Legal Officer	2,586	—	—	3,453	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:10 pm EDT	HALOZYME THERAPEUTICS INCHALO	Benjamin HickeySVP, Chief Commercial Officer	230,379	—	—	80,863	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:10 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Dimitre TaslakovChief Talent Officer	2,586	—	—	3,453	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:10 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	John R EganDirector	72,632	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:11 pm EDT	Hill-Rom Holdings, Inc.HRC	Steven J StrobelSVP, Chief Financial Officer	12,254	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:12 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Faris SweisSenior Vice President	2,786	—	—	3,453	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:12 pm EDT	Hill-Rom Holdings, Inc.HRC	Kenneth F MeyersChief Human Resources Officer	9,204	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:12 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Anthony MurphyChief Information Officer	650	—	—	1,234	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:13 pm EDT	CUBIC CORP /DE/CUB	Steven John NorrisDirector	1,425	—	—	611	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:13 pm EDT	CUBIC CORP /DE/CUB	Michael R. TwymanPresident, CMS	5,041	—	—	3,054	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:13 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	John AinsworthSenior Vice President	3,596	—	—	3,453	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:13 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Dmitri TcherevikChief Technology Officer	2,308	—	—	3,453	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:14 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Loren JarrettChief Marketing Officer	3,596	—	—	3,453	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:14 pm EDT	Hill-Rom Holdings, Inc.HRC	Deborah RasinSVP, Chief Legal Officer	10,817	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:14 pm EDT	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	76,000	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:14 pm EDT	PROGRESS SOFTWARE CORP /MAPRGS	Gary QuinnSenior Vice President	2,000	—	—	3,453	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:15 pm EDT	Quotient LtdQTNT	Franz WaltChief Executive Officer, Director	9,555	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:17 pm EDT	Garrett Motion Inc.GTX	Craig BalisSVP & Chief Technology Officer	265,130	—	—	21,682	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:17 pm EDT	ILLUMINA INCILMN	Robert S EpsteinDirector	1,000	—	—	11,000	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:19 pm EDT	Garrett Motion Inc.GTX	Daniel DeiroSVP, GCM & GM Japan/Korea	105,217	—	—	13,422	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:21 pm EDT	Garrett Motion Inc.GTX	Alessandro GiliSVP & Chief Financial Officer	191,129	—	—	111,139	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:22 pm EDT	CUBIC CORP /DE/CUB	James R EdwardsSVP, Gen. Counsel & Secretary	3,263	—	—	2,138	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:22 pm EDT	CUBIC CORP /DE/CUB	Bradley H FeldmannChairman/President/CEO, Director	20,249	—	—	16,796	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:23 pm EDT	CUBIC CORP /DE/CUB	Mark HarrisonSVP/Controller	3,553	—	—	1,832	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:23 pm EDT	Garrett Motion Inc.GTX	Thierry MabruSVP, Integrated Supply Chain	208,624	—	—	17,036	—
Oct 1, 2018 CForm 4 →	Oct 3, 4:24 pm EDT	ARVINAS INC.ARVN	5AM VENTURES III, L.P. +510% Owner	16,216,057	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:25 pm EDT	Garrett Motion Inc.GTX	Jerome MaironiSVP, GC & Corp. Secretary	229,738	—	—	24,453	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:25 pm EDT	BioNano Genomics, IncBNGO	Darren CaiDirector	10,516	—	—	10,516	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:26 pm EDT	Garrett Motion Inc.GTX	Olivier RabillerPresident & CEO, Director	523,482	—	—	71,477	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:27 pm EDT	BioNano Genomics, IncBNGO	Han Cao Ph.D.Chief Scientific Officer	23,230	—	—	23,230	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:28 pm EDT	Garrett Motion Inc.GTX	Fabrice SpenninckSVP & Chief Human Res. Officer	121,864	—	—	9,809	—	amended
Oct 1, 2018 AForm 4 →	Oct 3, 4:28 pm EDT	BioNano Genomics, IncBNGO	R. Erik HolmlinPresident and CEO, Director	256,540	—	—	256,540	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:28 pm EDT	CARMAX INCKMX	Mohammad ShamimSVP and CIO	34,142	—	—	41,676	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:30 pm EDT	BioNano Genomics, IncBNGO	Warren RobinsonChief Commercial Officer	64,640	—	—	64,640	—
Sep 11, 2018 MForm 4/A →	Oct 3, 4:30 pm EDT	HC2 HOLDINGS, INC.HCHC	Philip FalconeCEO, Director, 10% Owner	171,795	—	—	28,452	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:30 pm EDT	SYMANTEC CORPSYMC	Amy L. Cappellanti-WolfSVP, Chief Human Resource Off.	284,742	—	—	20,012	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:31 pm EDT	Smart & Final Stores, Inc.SFS	Michael A. MortensenSVP Sales & Merchandising	21,976	—	—	43,954	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:31 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sean MiddletonPres - Cognizant Accelerator	52	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:31 pm EDT	BioNano Genomics, IncBNGO	Michael James WardChief Financial Officer	59,590	—	—	59,590	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:32 pm EDT	Silvercrest Asset Management Group Inc.SAMG	Richard R Hough IIIChairman and CEO, Director	105,398	—	—	105,398	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:32 pm EDT	SYMANTEC CORPSYMC	Gregory S. ClarkCEO, Director	2,664,966	—	—	85,768	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:32 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Srinivasan VeeraraghavacharyEVP - Chief Operating Officer	523	—	—	4,185	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:33 pm EDT	SYMANTEC CORPSYMC	Michael David FeyPresident and COO	1,805,626	—	—	80,050	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:34 pm EDT	BioNano Genomics, IncBNGO	Albert LudererDirector	10,516	—	—	10,516	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:35 pm EDT	EASTMAN KODAK COKODK	Steven OvermanSenior Vice President	174,225	—	—	97,223	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:35 pm EDT	SYMANTEC CORPSYMC	Samir KapuriaEVP, Cyber Security Services	165,410	—	—	6,290	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:36 pm EDT	BioNano Genomics, IncBNGO	Christopher J TwomeyDirector	10,516	—	—	10,516	—
Oct 1, 2018 CForm 4 →	Oct 3, 4:36 pm EDT	ARVINAS INC.ARVN	RA CAPITAL MANAGEMENT, LLC +2Other	6,949,846	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:37 pm EDT	HERTZ GLOBAL HOLDINGS, INCHTZ	Opal PerryEVP Chief Information Officer	6,568	—	—	6,568	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:37 pm EDT	SYMANTEC CORPSYMC	Nicholas R NovielloEVP & Chief Financial Officer	691,144	—	—	40,025	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:37 pm EDT	STERIS plcSTE	Daniel A CarestioSr VP and Chief Operating Off	9,468	—	—	9,468	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:37 pm EDT	BioNano Genomics, IncBNGO	Junfeng WangDirector, 10% Owner	10,516	—	—	10,516	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:39 pm EDT	GRAN TIERRA ENERGY INC.GTE	David P SmithDirector	4,537	—	—	1,867	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:39 pm EDT	BioNano Genomics, IncBNGO	Quan ZhouDirector, 10% Owner	10,516	—	—	10,516	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:40 pm EDT	GRAN TIERRA ENERGY INC.GTE	Peter James DeyDirector	9,587	—	—	1,867	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:40 pm EDT	SYMANTEC CORPSYMC	Scott C TaylorEVP, Gen. Counsel & Secretary	546,692	—	—	25,730	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:41 pm EDT	GRAN TIERRA ENERGY INC.GTE	Robert B. HodginsDirector	8,366	—	—	3,442	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:42 pm EDT	GRAN TIERRA ENERGY INC.GTE	Brooke N. WadeDirector	10,345	—	—	1,867	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:42 pm EDT	GRAN TIERRA ENERGY INC.GTE	Evan HazellDirector	7,504	—	—	1,867	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:43 pm EDT	Palo Alto Networks IncPANW	Mark D McLaughlinDirector	40,000	—	—	438,024	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:43 pm EDT	GRAN TIERRA ENERGY INC.GTE	Ronald RoyalDirector	10,345	—	—	1,867	—
Oct 2, 2018 MForm 4 →	Oct 3, 4:45 pm EDT	International Stem Cell CORPISCO.OB	Sophia GarnetteVP, Legal Affairs & Operation	1,494	—	—	47,858	—
May 18, 2018 MForm 4 →	Oct 3, 4:45 pm EDT	Contango ORE, Inc.CTGO	Leah S GainesChief Financial Officer	7,500	—	—	0	—	late
Sep 30, 2018 AForm 4 →	Oct 3, 4:47 pm EDT	Precision Therapeutics Inc.AIPT	Richard L GabrielDirector	4,717	—	—	4,717	—	late
Oct 1, 2018 AForm 4 →	Oct 3, 4:48 pm EDT	BioNano Genomics, IncBNGO	Mark BorodkinChief Operating Officer	59,590	—	—	59,590	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:48 pm EDT	GENESIS ENERGY LPGEL	Sharilyn S GasawayDirector	1,859	—	—	11,819	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:48 pm EDT	GRAN TIERRA ENERGY INC.GTE	Sondra ScottDirector	8,611	—	—	49,402	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:48 pm EDT	Minerva Neurosciences, Inc.NERV	Joseph H. ReillySVP & Chief Operating Officer	25,000	—	—	47,524	—
Sep 30, 2018 AForm 4 →	Oct 3, 4:48 pm EDT	Precision Therapeutics Inc.AIPT	Thomas J. McGoldrickDirector	4,717	—	—	4,717	—	late
Sep 30, 2018 AForm 4 →	Oct 3, 4:49 pm EDT	Precision Therapeutics Inc.AIPT	Andrew P. RedingDirector	4,717	—	—	4,717	—	late
Sep 30, 2018 AForm 4 →	Oct 3, 4:49 pm EDT	Precision Therapeutics Inc.AIPT	J Melville EngleDirector	4,717	—	—	4,717	—	late
Oct 1, 2018 AMForm 4 →	Oct 3, 4:50 pm EDT	GENESIS ENERGY LPGEL	James E DavisonDirector	1,653	—	—	10,507	—
Oct 1, 2018 AForm 4 →	Oct 3, 4:50 pm EDT	US CONCRETE INCUSCR	Susan M. BallDirector	2,729	—	—	2,729	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:51 pm EDT	GENESIS ENERGY LPGEL	James E. Davison Jr.Director	1,653	—	—	10,507	—
Oct 2, 2018 MForm 4 →	Oct 3, 4:52 pm EDT	TIFFANY & COTIF	Alessandro BoglioloChief Executive Officer, Director	4,321	—	—	629	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:53 pm EDT	GENESIS ENERGY LPGEL	Kenneth M Jastrow IIDirector	1,859	—	—	11,819	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:54 pm EDT	VISTEON CORPVC	Christian A GarciaEVP & Chief Financial Officer	438	—	—	439	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:54 pm EDT	GENESIS ENERGY LPGEL	Conrad P AlbertDirector	1,694	—	—	10,769	—
Oct 1, 2018 AMForm 4 →	Oct 3, 4:57 pm EDT	GENESIS ENERGY LPGEL	Jack T TaylorDirector	1,694	—	—	10,769	—
Oct 2, 2018 AForm 4 →	Oct 3, 4:59 pm EDT	KIMBERLY CLARK CORPKMB	Jeffrey P. MelucciSVP - General Counsel	57	—	—	2,302	—
Oct 2, 2018 AForm 4 →	Oct 3, 4:59 pm EDT	KIMBERLY CLARK CORPKMB	Sandra MacQuillanSVP Chief Supply Chain Officer	59	—	—	6,860	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:59 pm EDT	ETSY INCETSY	Rachel C GlaserCHIEF FINANCIAL OFFICER	8,967	—	—	24,262	—
Oct 2, 2018 AForm 4 →	Oct 3, 4:59 pm EDT	KIMBERLY CLARK CORPKMB	Anthony J. PalmerPres Global Brands & Inno	54	—	—	6,283	—
Oct 1, 2018 MForm 4 →	Oct 3, 4:59 pm EDT	ETSY INCETSY	Jill SimeoneGeneral Counsel & Secretary	5,767	—	—	19,410	—
Oct 2, 2018 AForm 4 →	Oct 3, 5:00 pm EDT	KIMBERLY CLARK CORPKMB	Tristram WilkinsonPresident, EMEA	9	—	—	988	—
Oct 1, 2018 ADForm 4 →	Oct 3, 5:00 pm EDT	HISTOGENICS CORPHSGX	Adam GridleyPresident and CEO, Director	2,039,310	—	—	0	—
Oct 1, 2018 ADForm 4 →	Oct 3, 5:00 pm EDT	HISTOGENICS CORPHSGX	Jonathan I LieberChief Financial Officer	666,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:00 pm EDT	ETSY INCETSY	Linda F KozlowskiChief Operating Officer	11,350	—	—	33,967	—
Oct 1, 2018 ADForm 4 →	Oct 3, 5:01 pm EDT	HISTOGENICS CORPHSGX	Donald HautChief Business Officer	600,000	—	—	105,000	—
Oct 1, 2018 ADForm 4 →	Oct 3, 5:01 pm EDT	HISTOGENICS CORPHSGX	Stephen Richard KennedyChief Operating Officer	813,734	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 5:01 pm EDT	COBIZ FINANCIAL INCCOBZ	Lyne B AndrichEVP, COO, CFO	150	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:02 pm EDT	ETSY INCETSY	Michael T FisherChief Technology Officer	7,031	—	—	77,344	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:02 pm EDT	Evergy, Inc.EVRG	Mollie H CarterDirector	457	—	—	86,458	—
Oct 1, 2018 ADForm 4 →	Oct 3, 5:03 pm EDT	HISTOGENICS CORPHSGX	Lynne E KelleyChief Medical Officer	400,000	—	—	200,000	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:05 pm EDT	Loxo Oncology, Inc.LOXO	Lori Anne KunkelDirector	5,000	—	—	22,344	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:05 pm EDT	Evergy, Inc.EVRG	Sandra AJ LawrenceDirector	457	—	—	56,690	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:06 pm EDT	ORBCOMM Inc.ORBC	Denise W. GibsonDirector	2,316	—	—	2,316	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:06 pm EDT	CHEGG, INCCHGG	Jenny BrandemuehlCHIEF PEOPLE OFFICER	25,000	—	—	0	—
Sep 18, 2018 AForm 4/A →	Oct 3, 5:08 pm EDT	K12 INCLRN	Kevin ChavousPresident, Academics, Policy	10,539	—	—	10,539	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:08 pm EDT	EVERBRIDGE, INC.EVBG	Kenneth S GoldmanSVP, CFO and Treasurer	10,326	—	—	20,652	—
Sep 18, 2018 AForm 4/A →	Oct 3, 5:08 pm EDT	K12 INCLRN	Nathaniel A DavisChairman and CEO, Director	54,649	—	—	54,649	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:09 pm EDT	XPO Logistics, Inc.XPO	Lance A RobinsonChief Accounting Officer	31,666	—	—	40,000	—
Sep 18, 2018 AForm 4/A →	Oct 3, 5:09 pm EDT	K12 INCLRN	James Jeaho RhyuCFO & Pres, Prod & Tech	12,882	—	—	12,882	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:09 pm EDT	Trovagene, Inc.TROV	Mark ErlanderChief Scientific Officer	7,500	—	—	42,188	—
Oct 2, 2018 CMForm 4 →	Oct 3, 5:10 pm EDT	Square, Inc.SQ	Sivan WhiteleyGen. Counsel & Corp. Secretary	5,625	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:10 pm EDT	PHOTRONICS INCPLAB	Christopher J ProglerVP, Chief Technology Officer	5,300	—	—	19,600	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:15 pm EDT	Nutanix, Inc.NTNX	David SangsterEVP, Engineering & Operations	7,917	—	—	47,501	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:18 pm EDT	Q2 Holdings, Inc.QTWO	Matthew P FlakeCEO, Director	20,000	—	—	548,664	—
Oct 1, 2018 CForm 4 →	Oct 3, 5:18 pm EDT	ARVINAS INC.ARVN	Jakob LovenDirector	4,491,018	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:18 pm EDT	General Motors CoGM	Dhivya SuryadevaraExecutive Vice President & CFO	99,594	—	—	99,594	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:19 pm EDT	Nutanix, Inc.NTNX	Kenneth W Long IIIVP, Corporate Controller & CAO	2,500	—	—	38,125	—
Oct 1, 2018 CForm 4 →	Oct 3, 5:21 pm EDT	ARVINAS INC.ARVN	Sean A CassidyChief Financial Officer	17,375	—	—	0	—
Oct 1, 2018 CForm 4 →	Oct 3, 5:21 pm EDT	ARVINAS INC.ARVN	Bradley Albert MargusDirector	138,997	—	—	0	—
Oct 1, 2018 CForm 4 →	Oct 3, 5:22 pm EDT	ARVINAS INC.ARVN	Liam RatcliffeDirector	4,169,909	—	—	0	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:22 pm EDT	US CONCRETE INCUSCR	Kurt Matthew CellarDirector	3,139	—	—	2,729	—
Oct 1, 2018 CForm 4 →	Oct 3, 5:22 pm EDT	ARVINAS INC.ARVN	John G HoustonPresident and CEO, Director	40,573	—	—	0	—
Sep 28, 2018 AForm 4 →	Oct 3, 5:25 pm EDT	GRAFTECH INTERNATIONAL LTDEAF	Brian L. ActonDirector	1,624	—	—	5,092	—	late
Sep 28, 2018 AForm 4 →	Oct 3, 5:25 pm EDT	GRAFTECH INTERNATIONAL LTDEAF	Michel J. DumasDirector	1,818	—	—	5,703	—	late
Sep 28, 2018 AForm 4 →	Oct 3, 5:25 pm EDT	GRAFTECH INTERNATIONAL LTDEAF	Anthony R. TacconeDirector	812	—	—	2,546	—	late
Oct 1, 2018 CForm 4 →	Oct 3, 5:25 pm EDT	ARVINAS INC.ARVN	Timothy M ShannonDirector	16,216,057	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:25 pm EDT	Adient plcADNT	Douglas G DelgrossoPresident and CEO, Director	133,823	—	—	133,823	—
Jun 29, 2018 AForm 4 →	Oct 3, 5:25 pm EDT	GRAFTECH INTERNATIONAL LTDEAF	David J. RintoulPresident and CEO, Director	157	—	—	19,492	—	late
Oct 2, 2018 MForm 4 →	Oct 3, 5:26 pm EDT	Merck & Co., Inc.MRK	Kenneth C FrazierChairman, President & CEO, Director	279,850	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:26 pm EDT	CHENIERE ENERGY INCLNG	Anatol FeyginEVP & Chief Commercial Officer	12,500	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:26 pm EDT	ELECTRONIC ARTS INC.EA	Andrew WilsonChief Executive Officer, Director	20,000	—	—	670,000	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:26 pm EDT	ProPetro Holding Corp.PUMP	Spencer D Armour IIIDirector	22,500	—	—	677,352	—	amended
Oct 1, 2018 AForm 4 →	Oct 3, 5:27 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Peter D.O. DonhauserDirector	45,500	—	—	45,500	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:27 pm EDT	TWENTY-FIRST CENTURY FOX, INC.FOX	Lachlan K MurdochExecutive Chairman, Director	1,103	—	—	7,037	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:28 pm EDT	CHENIERE ENERGY INCLNG	Michael J WortleyEVP and CFO	12,500	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:29 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Sandra BoenischPFO & Treasurer	27,300	—	—	27,300	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:30 pm EDT	MOLSON COORS BREWING COTAP	Krishnan AnandChief Growth Officer	2,595	—	—	36,330	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:30 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Steffen ThomasDirector	45,500	—	—	45,500	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:31 pm EDT	CHENIERE ENERGY INCLNG	Sean N MarkowitzGeneral Counsel & Corp Sec	12,500	—	—	10,000	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:31 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Christopher U MisslingPresident and CEO, Director	409,500	—	—	409,500	—
Oct 1, 2018 JForm 4 →	Oct 3, 5:31 pm EDT	LEARNING TREE INTERNATIONAL, INC.LTRE	Kevin Gruneich +2Director, 10% Owner	1,000,000	—	—	3,000,000	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:31 pm EDT	Discovery, Inc.DISCA	Bruce CampbellChief Dev Dist & Legal Officer	31,462	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:32 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Claus Vander VeldenDirector	45,500	—	—	45,500	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:33 pm EDT	ANAVEX LIFE SCIENCES CORP.AVXL	Elliot FavusDirector	45,500	—	—	45,500	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:34 pm EDT	CHENIERE ENERGY INCLNG	Doug ShandaSVP, Operations	12,500	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:34 pm EDT	KKR & Co. Inc.KKR	Robert W ScullyDirector	7,372	—	—	0	—
Oct 2, 2018 CForm 4 →	Oct 3, 5:35 pm EDT	Gritstone Oncology, Inc.GRTS	Redmile Group, LLC +110% Owner	1,394,529	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:36 pm EDT	KKR & Co. Inc.KKR	Xavier Bruno NielDirector	4,022	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:36 pm EDT	CHENIERE ENERGY INCLNG	Leonard TravisVP & Chief Accounting Officer	5,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:36 pm EDT	KKR & Co. Inc.KKR	Joseph Y BaeCo-President & Co-COO, Director	150,000	—	—	1,636,042	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:37 pm EDT	KKR & Co. Inc.KKR	Thomas M SchoeweDirector	7,372	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:37 pm EDT	NETFLIX INCNFLX	Jay C HoagDirector	164	—	—	164	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:37 pm EDT	KKR & Co. Inc.KKR	Joseph GrundfestDirector	7,372	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:38 pm EDT	CUBIC CORP /DE/CUB	Bruce G BlakleyDirector	1,425	—	—	611	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:38 pm EDT	CHENIERE ENERGY INCLNG	Ed LehotskySVP, Engineer and Construction	12,500	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:39 pm EDT	Cable One, Inc.CABO	Steven Scott CochranSVP, Chief Financial Officer	2,000	—	—	2,000	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:39 pm EDT	CUBIC CORP /DE/CUB	Janice M. HambyDirector	1,425	—	—	611	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:40 pm EDT	StarTek, Inc.SRT	Sanjay ChakrabartyDirector	4,847	—	—	4,847	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:41 pm EDT	KKR & Co. Inc.KKR	David C DrummondDirector	7,372	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:41 pm EDT	StarTek, Inc.SRT	Bharat RaoDirector	4,847	—	—	4,847	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:42 pm EDT	KKR & Co. Inc.KKR	Patricia F RussoDirector	7,372	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:42 pm EDT	StarTek, Inc.SRT	Aparup SenguptaDirector	4,847	—	—	4,847	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:43 pm EDT	KKR & Co. Inc.KKR	Scott C NuttallCo-President & Co-COO, Director	150,000	—	—	1,636,042	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:43 pm EDT	StarTek, Inc.SRT	Mukesh ShardaDirector	4,847	—	—	4,847	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:43 pm EDT	DISH Network CORPDISH	Charles W ErgenChairman, Director, 10% Owner	150,000	—	—	50,000	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:44 pm EDT	StarTek, Inc.SRT	Robert SheftDirector	4,847	—	—	4,847	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:44 pm EDT	StarTek, Inc.SRT	Ed ZschauDirector	4,847	—	—	4,847	—
Oct 2, 2018 MForm 4 →	Oct 3, 5:44 pm EDT	Helmerich & Payne, Inc.HP	Edward B Rust Jr.Director	4,122	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:45 pm EDT	Care.com IncCRCM	Michael EchenbergChief Financial Officer	12,000	—	—	35,860	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:45 pm EDT	KKR & Co. Inc.KKR	Mary N DillonDirector	481	—	—	0	—
Oct 1, 2018 CForm 4 →	Oct 3, 5:45 pm EDT	ARVINAS INC.ARVN	Canaan IX L.P. +110% Owner	16,216,057	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:45 pm EDT	GILEAD SCIENCES INCGILD	John C MartinDirector	50,000	—	—	100,000	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:46 pm EDT	US CONCRETE INCUSCR	Michael D LundinDirector	3,139	—	—	2,729	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:47 pm EDT	CUBIC CORP /DE/CUB	David F MelcherDirector	360	—	—	612	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:47 pm EDT	KKR & Co. Inc.KKR	John B HessDirector	7,372	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:48 pm EDT	CUBIC CORP /DE/CUB	Edwin A GuilesDirector	1,425	—	—	611	—	amended
Oct 1, 2018 MForm 4 →	Oct 3, 5:49 pm EDT	CUBIC CORP /DE/CUB	John H Warner Jr.Director	1,425	—	—	611	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:49 pm EDT	CATERPILLAR INCCAT	Denise C JohnsonGroup President	35,051	—	—	14,777	—
Oct 1, 2018 MForm 4 →	Oct 3, 5:53 pm EDT	Catalent, Inc.CTLT	John R ChiminskiChair, President & CEO, Director	286,358	—	—	75,525	—
Oct 2, 2018 MForm 4 →	Oct 3, 5:55 pm EDT	ZILLOW GROUP, INC.Z AND ZG	Greg M SchwartzPresident Media & Marketplaces	5,400	—	—	10,800	—
Oct 1, 2018 AMForm 4 →	Oct 3, 5:56 pm EDT	US CONCRETE INCUSCR	Robert Martin RaynerDirector	3,139	—	—	2,729	—
Oct 2, 2018 MForm 4 →	Oct 3, 5:57 pm EDT	AEHR TEST SYSTEMSAEHR	Mario M RosatiDirector	10,000	—	—	0	—
Oct 2, 2018 MForm 4 →	Oct 3, 5:58 pm EDT	Denali Therapeutics Inc.DNLI	Alexander O. SchuthCOO and Secretary	7,043	—	—	56,641	—
Oct 1, 2018 AForm 4 →	Oct 3, 5:58 pm EDT	NUVASIVE INCNUVA	R Scott HuennekensDirector	1,360	—	—	1,360	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:00 pm EDT	CUBIC CORP /DE/CUB	David H. BussPresident, CGD	3,858	—	—	3,054	—
Oct 1, 2018 AMForm 4 →	Oct 3, 6:01 pm EDT	US CONCRETE INCUSCR	Theodore P RossiDirector	3,139	—	—	2,729	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:03 pm EDT	NETGEAR, INCNTGR	Patrick Cs LoChairman and CEO, Director	13,999	—	—	2,859	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:05 pm EDT	VAIL RESORTS INCMTN	Kirsten A. LynchEVP & Chief Marketing Officer	19,048	—	—	0	—
Oct 1, 2018 AMForm 4 →	Oct 3, 6:06 pm EDT	US CONCRETE INCUSCR	Colin McGill SutherlandDirector	3,139	—	—	2,729	—
Oct 2, 2018 AForm 4 →	Oct 3, 6:06 pm EDT	DENNYS CORPDENN	Robert E MarksDirector	1,443	—	—	166,992	—
Oct 2, 2018 AForm 4 →	Oct 3, 6:07 pm EDT	ALASKA AIR GROUP, INC.ALK	Benito MinicucciPRES & COO	860	—	—	680	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:07 pm EDT	Restaurant Brands International Inc.QSR	Jose E. CilSenior EVP, Pres. Burger King	2,231	—	—	5,093	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:09 pm EDT	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	2,000	—	—	6,333	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:09 pm EDT	SHUTTERFLY INCSFLY	Scott ArnoldSVP, Enterprise	9,868	—	—	108,552	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:12 pm EDT	Restaurant Brands International Inc.QSR	Heitor GoncalvesSee Remarks	425	—	—	238	—
Apr 10, 2018 AXForm 4/A →	Oct 3, 6:15 pm EDT	VerifyMe, Inc.VRME	Laurence J BlickmanDirector, 10% Owner	170,508	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:16 pm EDT	Restaurant Brands International Inc.QSR	Matthew DunniganCFO	547	—	—	45	—
Oct 1, 2018 DForm 4 →	Oct 3, 6:16 pm EDT	COBIZ FINANCIAL INCCOBZ	Angela M MacPheeDirector	3,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:18 pm EDT	S&W Seed CoSANW	Mark WongCEO and President, Director	3,125	—	—	34,375	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:19 pm EDT	Atkore International Group Inc.ATKR	William E Waltz Jr.President and CEO, Director	236,967	—	—	236,967	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:21 pm EDT	American Midstream Partners, LPAMID	Michael Scott McCraryVP-Crude Gathering & Logistics	3,750	—	—	11,250	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:26 pm EDT	Restaurant Brands International Inc.QSR	Jacqueline FriesnerSee Remarks	133	—	—	81	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:28 pm EDT	Woodward, Inc.WWD	John D CohnDirector	5,200	—	—	5,200	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:29 pm EDT	Restaurant Brands International Inc.QSR	Jill GranatSee Remarks	308	—	—	226	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:29 pm EDT	Woodward, Inc.WWD	Paul DonovanDirector	5,200	—	—	5,200	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:31 pm EDT	Woodward, Inc.WWD	Eileen P. DrakeDirector	5,200	—	—	5,200	—
Oct 2, 2018 CMForm 4 →	Oct 3, 6:31 pm EDT	MongoDB, Inc.MDB	Thomas BullPrincipal Accounting Officer	15,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:31 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	John A LathamChief Scientific Officer	24,999	—	—	6,821	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:31 pm EDT	Woodward, Inc.WWD	Daniel G. KorteDirector	5,200	—	—	5,200	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:31 pm EDT	APPLE INCAAPL	Angela J AhrendtsSenior Vice President	130,528	—	—	0	—
Oct 1, 2018 CMForm 4 →	Oct 3, 6:31 pm EDT	MongoDB, Inc.MDB	Meagen EisenbergChief Marketing Officer	138,750	—	—	5,000	—
Oct 1, 2018 CForm 4 →	Oct 3, 6:32 pm EDT	MongoDB, Inc.MDB	Eliot HorowitzChief Technology Officer, Director	7,100	—	—	1,473,663	—
Oct 1, 2018 CMForm 4 →	Oct 3, 6:32 pm EDT	MongoDB, Inc.MDB	Dev IttycheriaPresident & CEO, Director	58,800	—	—	15,964	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:33 pm EDT	APPLE INCAAPL	Luca MaestriSenior Vice President, CFO	130,528	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:33 pm EDT	Woodward, Inc.WWD	Mary L PetrovichDirector	5,200	—	—	5,200	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:33 pm EDT	S&W Seed CoSANW	Danielson B. GardnerChief Marketing & Tech Officer	939	—	—	4,512	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:33 pm EDT	Restaurant Brands International Inc.QSR	Alexandre MacedoPresident,Tim Hortons	1,917	—	—	4,630	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:33 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	Jeffrey T L SmithManaging Director	5,040	—	—	10,084	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:33 pm EDT	Woodward, Inc.WWD	James R RulsehDirector	5,200	—	—	5,200	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:34 pm EDT	APPLE INCAAPL	Jeffrey E WilliamsCOO	130,528	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:34 pm EDT	Energy Recovery, Inc.ERII	Nocair BensalahVP of Operations	78,244	—	—	55,212	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:34 pm EDT	Woodward, Inc.WWD	Ronald M SegaDirector	5,200	—	—	5,200	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:35 pm EDT	Woodward, Inc.WWD	Gregg C SengstackDirector	5,200	—	—	5,200	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:36 pm EDT	Woodward, Inc.WWD	Jonathan W ThayerDirector	5,200	—	—	5,200	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:36 pm EDT	Restaurant Brands International Inc.QSR	Alexandre SantoroPresident, Popeyes	918	—	—	223	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:37 pm EDT	Woodward, Inc.WWD	Thomas A GendronPresident and CEO, Director	139,100	—	—	139,100	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:38 pm EDT	Woodward, Inc.WWD	Christopher FawzyVP, Gen Counsel & Corp Sec	29,300	—	—	29,300	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:38 pm EDT	Restaurant Brands International Inc.QSR	Daniel S SchwartzChief Executive Officer, Director	2,824	—	—	5,787	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:39 pm EDT	Woodward, Inc.WWD	Robert F Weber Jr.CFO & Treasurer	37,900	—	—	37,900	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:40 pm EDT	Woodward, Inc.WWD	Sagar A PatelPres. Air. Turb. Systems	20,100	—	—	20,100	—
Oct 1, 2018 DForm 4 →	Oct 3, 6:40 pm EDT	COBIZ FINANCIAL INCCOBZ	Joel R MontbriandDirector	4,000	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:41 pm EDT	BOEING COBA	Robert A BradwayDirector	208	—	—	2,907	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:42 pm EDT	Woodward, Inc.WWD	Chad Robert PreissPresident, Engine Systems	27,600	—	—	27,600	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:42 pm EDT	BOEING COBA	Kenneth M DubersteinDirector	119	—	—	58,789	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:42 pm EDT	BOEING COBA	Lynn J GoodDirector	208	—	—	3,802	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:42 pm EDT	BOEING COBA	Lawrence W KellnerDirector	119	—	—	10,090	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:43 pm EDT	Tesla, Inc.TSLA	Kimbal MuskDirector	1,875	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	BOEING COBA	Caroline B KennedyDirector	119	—	—	832	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	BOEING COBA	Edward M LiddyDirector	119	—	—	21,335	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	BOEING COBA	Susan C SchwabDirector	119	—	—	14,081	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	BOEING COBA	Ronald A WilliamsDirector	218	—	—	16,561	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	BOEING COBA	Mike S ZafirovskiDirector	208	—	—	47,868	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:44 pm EDT	BOEING COBA	Arthur D Collins Jr.Director	221	—	—	40,727	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:45 pm EDT	BOEING COBA	Edmund P Giambastiani Jr.Director	119	—	—	15,187	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:45 pm EDT	Daseke, Inc.DSKE	Bharat MahajanChief Financial Officer	70,000	—	—	70,000	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:46 pm EDT	GrubHub Inc.GRUB	Matthew M. MaloneyCEO, Director	1,636	—	—	45,812	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:49 pm EDT	GrubHub Inc.GRUB	Adam DeWittPresident, CFO and Treasurer	6,775	—	—	20,400	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:52 pm EDT	XEROX CORPXRX	Louis PastorEVP and General Counsel	14,177	—	—	14,177	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:52 pm EDT	TYME TECHNOLOGIES, INC.TYME	Douglas A MichelsDirector	145,833	—	—	145,833	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:53 pm EDT	Woodward, Inc.WWD	Matthew Freeman TaylorPresident, Airframe Systems	10,800	—	—	10,800	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:53 pm EDT	GrubHub Inc.GRUB	Margo DruckerSVP, Secretary, Gen Counsel	2,357	—	—	2,750	—
Oct 1, 2018 AForm 4 →	Oct 3, 6:53 pm EDT	QUEST DIAGNOSTICS INCDGX	Helen TorleyDirector	1,298	—	—	1,298	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:54 pm EDT	STAMPS.COM INCSTMP	Amine KhechfeChief Strategy Officer	1,200	—	—	42,200	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:54 pm EDT	S&W Seed CoSANW	Dennis Charles JuryEVP Operations and COO	757	—	—	2,639	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:54 pm EDT	STAMPS.COM INCSTMP	Sebastian BuerbaChief Marketing Officer	2,501	—	—	46,410	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:57 pm EDT	GrubHub Inc.GRUB	Maria BelousovaChief Technology Officer	4,073	—	—	32,845	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:57 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	10,314	—	—	32,915	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:00 pm EDT	GrubHub Inc.GRUB	Stanley ChiaChief Operating Officer	4,308	—	—	40,021	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:03 pm EDT	Resonant IncRESN	Jeffrey A KillianChief Financial Officer	12,500	—	—	100,000	—
Oct 1, 2018 AForm 4 →	Oct 3, 7:06 pm EDT	BOEING COBA	David L CalhounDirector	241	—	—	24,152	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:19 pm EDT	S&W Seed CoSANW	Matthew K SzotEVP Finance & Admin and CFO	2,728	—	—	11,430	—
Feb 22, 2016 JMForm 4 →	Oct 3, 2018, 7:21 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Susan HunsbergerSVP, Human Resources	52,663	—	—	0	—	late
Oct 1, 2018 AForm 4 →	Oct 3, 7:22 pm EDT	Taylor Morrison Home CorpTMHC	Peter R. LaneDirector	1,940	—	—	36,777	—
Oct 1, 2018 DForm 4 →	Oct 3, 7:38 pm EDT	COBIZ FINANCIAL INCCOBZ	Jonathan P PinkusDirector	2,833	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 7:42 pm EDT	Resonant IncRESN	George B HolmesChief Executive Officer, Director	14,135	—	—	12,480	—
Oct 1, 2018 MForm 4 →	Oct 3, 8:00 pm EDT	TRANSENTERIX INC.TRXC	Joseph P SlatteryEVP and CFO	64,651	—	—	236,834	—
Jan 24, 2017 JMForm 4 →	Oct 3, 2018, 8:03 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Anthony DiLucenteSr. Vice President & CFO	116,333	—	—	6,558	—	late
Feb 22, 2016 JMForm 4 →	Oct 3, 2018, 8:05 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Mary Kay WegnerPres., Franchise Svcs Group	103,710	—	—	33,248	—	late
Oct 1, 2018 MForm 4 →	Oct 3, 8:08 pm EDT	EXELIXIS, INC.EXEL	Gisela SchwabPres, Prod Dev & Med Aff & CMO	12,000	—	—	25,499	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:11 pm EDT	COBIZ FINANCIAL INCCOBZ	Mary K RhinehartDirector	4,000	—	—	0	—
Oct 1, 2018 MForm 4 →	Oct 3, 8:11 pm EDT	EXELIXIS, INC.EXEL	Michael MorrisseyPresident and CEO, Director	12,501	—	—	37,499	—
Oct 1, 2018 XForm 4 →	Oct 3, 8:15 pm EDT	GoDaddy Inc.GDDY	Steven AldrichChief Product Officer	25,000	—	—	35,000	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:17 pm EDT	COBIZ FINANCIAL INCCOBZ	Terrance M ScanlanDirector	833	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 8:18 pm EDT	Axovant Sciences Ltd.AXON	Mathew C. BazleyGeneral Counsel	450,000	—	—	200,000	—
Oct 1, 2018 CMForm 4 →	Oct 3, 8:23 pm EDT	Wayfair Inc.W	Steve OblakChief Merchandising Officer	1,500	—	—	0	—
Jul 26, 2017 JMForm 4 →	Oct 3, 2018, 8:25 pm EDT	SERVICEMASTER GLOBAL HOLDINGS INCSERV	Nikhil M VartyChief Executive Officer, Director	393,245	—	—	145,459	—	late
Oct 1, 2018 DForm 4 →	Oct 3, 8:27 pm EDT	COBIZ FINANCIAL INCCOBZ	Bruce ScroffelDirector	4,600	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:29 pm EDT	COBIZ FINANCIAL INCCOBZ	Willis T WiedelDirector	4,000	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:36 pm EDT	COBIZ FINANCIAL INCCOBZ	Mary Beth VitaleDirector	5,000	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:40 pm EDT	COBIZ FINANCIAL INCCOBZ	Marc WallaceDirector	1,917	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 8:44 pm EDT	Marathon Petroleum CorpMPC	Gregory James GoffExec Vice Chairman, Director	283,329	—	—	220,660	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:45 pm EDT	ANDEAVORANDV	Blane W. PeeryVice President and Controller	6,510	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:45 pm EDT	ANDEAVORANDV	Stephan E TompsettVice President and Treasurer	3,557	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:46 pm EDT	ANDEAVORANDV	Steven SterinEVP and CFO	24,832	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:47 pm EDT	ANDEAVORANDV	Keith M CaseyEVP, Commercial and VC	28,172	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:47 pm EDT	ANDEAVORANDV	Cynthia J WarnerEVP, Operations	18,570	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:50 pm EDT	ANDEAVORANDV	Gregory James GoffPresident and CEO, Director	271,548	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 8:50 pm EDT	Purple Innovation, Inc.PRPL	Mark Anderson WatkinsChief Financial Officer	324,687	—	—	324,687	—	amended
Oct 1, 2018 DForm 4 →	Oct 3, 8:52 pm EDT	ANDEAVORANDV	Michael James MorrisonSVP, Marketing	12,766	—	—	0	—
Oct 1, 2018 DForm 4 →	Oct 3, 8:57 pm EDT	ANDEAVORANDV	Kim K.W. RuckerEVP, General Counsel and Sec	18,902	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 9:04 pm EDT	Urovant Sciences Ltd.UROV	Keith KatkinPEO;CEO-Urovant Sciences,Inc., Director	200,250	—	—	200,250	—
Oct 1, 2018 MForm 4 →	Oct 3, 9:45 pm EDT	Tesla, Inc.TSLA	Jerome M GuillenPresident, Automotive	1,000	—	—	37,250	—
Oct 1, 2018 AForm 4 →	Oct 3, 9:58 pm EDT	frontdoor, inc.FTDR	Jeffrey FiarmanSr. V.P. & General Counsel	6,167	—	—	6,167	—
Sep 24, 2018 AForm 4 →	Oct 4, 6:03 am EDT	Western Uranium CorpWSTRF	Bryan J MurphyDirector	250,000	—	—	250,000	—	late
Oct 1, 2018 MForm 4 →	Oct 4, 9:15 am EDT	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	3,044	—	—	15,218	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 10:13 am EDT	APOGEE ENTERPRISES, INC.APOG	Mark A PompaDirector	1,768	—	—	1,768	—
Oct 3, 2018 MForm 4 →	Oct 4, 10:53 am EDT	WEBSTER FINANCIAL CORPWBS	Mark PettieDirector	8,000	—	—	10,573	—
Oct 4, 2018 MForm 4 →	Oct 4, 10:55 am EDT	MERIDIAN BIOSCIENCE INCVIVO	Dwight E EllingwoodDirector	1,000	—	—	11,000	—
Oct 3, 2018 MForm 4 →	Oct 4, 11:49 am EDT	Turning Point Brands, Inc.TPB	James Michael MurraySenior VP, Business Planning	1,700	—	—	49,191	—
Oct 2, 2018 AForm 4 →	Oct 4, 11:58 am EDT	KIMBERLY CLARK CORPKMB	Abelardo E BruDirector	296	—	—	34,187	—
Oct 2, 2018 AForm 4 →	Oct 4, 11:58 am EDT	KIMBERLY CLARK CORPKMB	Robert W DecherdDirector	380	—	—	43,946	—
Oct 2, 2018 AForm 4 →	Oct 4, 11:59 am EDT	KIMBERLY CLARK CORPKMB	Fabian T GarciaDirector	118	—	—	13,680	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:02 pm EDT	KIMBERLY CLARK CORPKMB	John F BergstromDirector	350	—	—	40,416	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:02 pm EDT	KIMBERLY CLARK CORPKMB	Mae JemisonDirector	350	—	—	40,416	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:03 pm EDT	KIMBERLY CLARK CORPKMB	James M JennessDirector	274	—	—	31,668	—
Sep 25, 2018 AForm 4 →	Oct 4, 12:04 pm EDT	GreenSky, Inc.GSKY	Goldstein KevinChief Credit Officer	81,529	—	—	81,529	—	late
Oct 2, 2018 AForm 4 →	Oct 4, 12:04 pm EDT	KIMBERLY CLARK CORPKMB	Nancy J KarchDirector	157	—	—	18,121	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:07 pm EDT	KIMBERLY CLARK CORPKMB	Ian C ReadDirector	242	—	—	28,018	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:08 pm EDT	KIMBERLY CLARK CORPKMB	Marc J ShapiroDirector	389	—	—	44,968	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:09 pm EDT	KIMBERLY CLARK CORPKMB	Christa S QuarlesDirector	35	—	—	4,005	—
Oct 2, 2018 AForm 4 →	Oct 4, 12:10 pm EDT	KIMBERLY CLARK CORPKMB	Michael D WhiteDirector	47	—	—	5,404	—
Oct 2, 2018 MForm 4 →	Oct 4, 12:15 pm EDT	CIMPRESS N.V.CMPR	Richard T RileyDirector	14,653	—	—	110	—
Oct 3, 2018 MForm 4 →	Oct 4, 12:36 pm EDT	Meridian Bancorp, Inc.EBSB	Cynthia C CarneyDirector	2,448	—	—	0	—
Oct 2, 2018 MForm 4 →	Oct 4, 1:09 pm EDT	BIOCRYST PHARMACEUTICALS INCBCRX	Thomas R Staab IISenior Vice President and CFO	9,850	—	—	52,455	—
Oct 4, 2018 DForm 4 →	Oct 4, 2:09 pm EDT	PHH CORPPHH	Robert B CrowlCEO, Director	20,733	—	—	0	—
Oct 4, 2018 DForm 4 →	Oct 4, 2:18 pm EDT	PHH CORPPHH	Michael R BoganskySVP & CFO	10,176	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 4, 3:38 pm EDT	frontdoor, inc.FTDR	Chastitie BrimVP, Controller & CAO	4,611	—	—	2,608	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.