SEC Form 4 · accession 0001437749-18-017921
Cable One, Inc. · CABO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Scott Cochran
Officer — SVP, Chief Financial Officer
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Oct 1, 2018 | A | 1,119 | $0.00 | A | 1,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $871.07 | Oct 1, 2018 | A | 2,000 | A | — | Oct 1, 2028 | Common Stock, par value $0.01 | 2,000 | 2,000 | D |
Explanation of responses
- F1Represents 1,065 shares of restricted stock granted to the Reporting Person, which generally vest on January 3, 2021, and 54 shares of restricted stock granted to the Reporting Person, which generally vest on October 1, 2021, subject to the Reporting Person's continued employment with Cable One, Inc. through each such date.
- F2The stock appreciation rights (SARs) generally vest and become exercisable as to 25% of the number of underlying shares covered by the grant on each of the first four anniversaries of the date of the grant, subject to the Reporting Person's continued employment with Cable One, Inc. through each such date. Each SAR represents the right, upon exercise, to receive a number of shares of Common Stock equal in value to the amount, if any, by which the fair market value of Common Stock (as determined on the date of exercise) exceeds the exercise price.