SEC Form 4 · accession 0001262976-18-000079
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard T Riley
Director · Other
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 12:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Oct 2, 2018 | M | 1,919 | $54.46 | A | 22,013 | D | |
| Ordinary Shares | Oct 2, 2018 | M | 2,443 | $40.99 | A | 24,456 | D | |
| Ordinary Shares | Oct 2, 2018 | M | 2,690 | $35.77 | A | 27,146 | D | |
| Ordinary Shares | Oct 2, 2018 | M | 3,175 | $30.30 | A | 30,321 | D | |
| Ordinary Shares | Oct 2, 2018 | M | 1,776 | $54.08 | A | 32,097 | D | |
| Ordinary Shares | Oct 2, 2018 | M | 1,451 | $68.38 | A | 33,548 | D | |
| Ordinary Shares | Oct 2, 2018 | M | 1,199 | $81.52 | A | 34,747 | D | |
| Ordinary Shares | holding | — | — | — | 38,590 | I | By Grantor Retained Annuity Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F1 | $54.46 | Oct 2, 2018 | M | 1,919 | D | Feb 17, 2010 | Nov 17, 2019 | Ordinary Shares | 1,919 | 0 | D |
| Share Option (right to buy)F1 | $40.99 | Oct 2, 2018 | M | 2,443 | D | Feb 12, 2011 | Nov 12, 2020 | Ordinary Shares | 2,443 | 0 | D |
| Share Option (right to buy)F1 | $35.77 | Oct 2, 2018 | M | 2,690 | D | Feb 3, 2012 | Nov 3, 2021 | Ordinary Shares | 2,690 | 0 | D |
| Share Option (right to buy)F1 | $30.30 | Oct 2, 2018 | M | 3,175 | D | Feb 8, 2013 | Nov 8, 2022 | Ordinary Shares | 3,175 | 0 | D |
| Share Option (right to buy)F1 | $54.08 | Oct 2, 2018 | M | 1,776 | D | Feb 7, 2014 | Nov 7, 2023 | Ordinary Shares | 1,776 | 0 | D |
| Share Option (right to buy)F1 | $68.38 | Oct 2, 2018 | M | 1,451 | D | Feb 12, 2015 | Nov 12, 2024 | Ordinary Shares | 1,451 | 0 | D |
| Share Option (right to buy)F1 | $81.52 | Oct 2, 2018 | M | 1,199 | D | Feb 17, 2016 | Nov 17, 2025 | Ordinary Shares | 1,199 | 110 | D |
Explanation of responses
- F1This option vests at a rate of 8.33% of the original number of ordinary shares subject to the option each successive three-month period following the grant date until the third anniversary of the grant date.