SEC Form 4 · accession 0001231205-18-000145
GENERAL ELECTRIC CO · GE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Lawrence Culp Jr.
Officer — CEO and Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040545
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Fee Phantom Stock UnitsF1,F2,F3,F4 | — | Oct 1, 2018 | A | 7,724 | A | — | — | Common Stock | 7,724 | 13,826 | D |
Explanation of responses
- F1Reflects payments for service as a director during the quarter ended September 30, 2018.
- F2Acquired at a price of $12.30 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.
- F3Each unit of phantom stock is the economic equivalent of one share of common stock.
- F4Payable beginning one year after termination of service as a director.