SEC Form 4 · accession 0000899243-18-026072

ARVINAS, INC. · ARVN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 1, 2018

Accepted (ET)

Oct 3, 2018 · 5:21 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001655759

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 1, 2018	P	40,000	$16.00	A	99,463	D
Common Stock^F2	Oct 1, 2018	C	42,768	—	A	42,768	I	By Bradley A. Margus Revocable Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series B Preferred Stock^F2	—	Oct 1, 2018	C	120,055	D	—	—	Common Stock	36,940	0	I
Series C Preferred Stock^F2	—	Oct 1, 2018	C	18,942	D	—	—	Common Stock	5,828	0	I

F1Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
F2On October 1, 2018, the Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.