SEC Form 4 · accession 0000757011-18-000099
USG CORP · USG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven F Leer
Director
Period of report
Oct 2, 2018
Accepted (ET)
Oct 3, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000757011
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F1 | — | Oct 2, 2018 | A | 1,071 | A | — | — | Common Stock | 1,071 | 93,982 | D |
| Deferred Stock UnitsF3,F4 | — | Oct 2, 2018 | A | 8 | A | — | — | Common Stock | 8 | 618 | D |
Explanation of responses
- F1Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in shares of common stock following termination of service as a director.
- F2Reflects the reinvestment of dividend equivalents in additional deferred stock units pursuant to the USG Corporation Deferred Compensation Program for Non-Employee Directors.
- F3Mean of the high and low sales prices of a share of common stock on October 2, 2018.
- F4Each deferred stock unit represents the right to receive the value of one share of common stock. The deferred stock units become payable in cash following termination of service as a director.
- F5Reflects the reinvestment of dividend equivalents in additional deferred stock units pursuant to the USG Corporation Stock Compensation Program for Non-Employee Directors.