SEC Form 4 · accession 0001001039-18-000175
WALT DISNEY CO/ · DIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Jayne Parker
Officer — Sr EVP and Chief HR Officer
Period of report
Oct 3, 2018
Accepted (ET)
Oct 3, 2018 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001001039
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Disney Common Stock | Oct 3, 2018 | M | 29,192 | $92.235 | A | 29,199 | D | |
| Disney Common StockF1 | Oct 3, 2018 | S | 29,192 | $117.99 | D | 7 | D | |
| Disney Common StockF2 | holding | — | — | — | 13,769 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $92.235 | Oct 3, 2018 | M | 29,192 | D | — | Dec 18, 2024 | Disney Common Stock | 29,192 | 9,731 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on December 19, 2017.
- F2Shares held in The Walt Disney Stock Fund as of October 2, 2018. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
- F3Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option vests as to its remaining 9,731 shares on December 18, 2018.