SEC Form 4 · accession 0001127602-18-029486
XEROX CORP · XRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Louis Pastor
Officer — EVP and General Counsel
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108772
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | A | 4,616 | $27.08 | A | 4,616 | D | |
| Common StockF2 | Oct 1, 2018 | A | 18,464 | $27.08 | A | 23,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $27.08 | Oct 1, 2018 | A | 14,177 | A | — | Oct 2, 2028 | Common Stock | 14,177 | 14,177 | D |
Explanation of responses
- F1This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, October 1, 2018.
- F2This award of restricted stock units vests on the first anniversary of the date of grant, October 1, 2018.
- F3This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, October 1, 2018.