SEC Form 4 · accession 0001618732-18-000145
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth W Long III
Officer — VP, Corporate Controller & CAO
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 1, 2018 | M | 2,500 | $0.00 | A | 131,063 | D | |
| Class A Common StockF2 | Oct 2, 2018 | F | 1,247 | $43.41 | D | 129,816 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Oct 1, 2018 | M | 2,500 | D | — | — | Class A Common Stock | 2,500 | 38,125 | D |
Explanation of responses
- F1Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018.
- F2Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F3Each RSU represents a contingent right to receive one share of Issuer common stock.
- F41,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.