SEC Form 4 · accession 0001494731-18-000004
Tesla, Inc. · TSLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimbal Musk
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318605
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | M | 1,875 | $29.66 | A | 150,208 | D | |
| Common Stock | Oct 1, 2018 | S | 1,875 | $306.00 | D | 148,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $29.66 | Oct 1, 2018 | M | 1,875 | D | — | Jun 12, 2019 | Common Stock | 1,875 | 0 | D |
Explanation of responses
- F1The sale transactions reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017 and modified on November 13, 2017.
- F21/24th of the shares granted became vested and exercisable as of each monthly anniversary of June 8, 2013, such that all shares subject to the Option became fully vested and exercisable by June 8, 2015.