SEC Form 4 · accession 0001104659-18-060318
EGAIN Corp · EGAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashutosh Roy
Officer — CEO & Chairman · Director
Period of report
Sep 25, 2018
Accepted (ET)
Oct 3, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001066194
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2018 | M | 161,459 | $0.74 | A | 8,567,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.74 | Sep 25, 2018 | M | 161,459 | D | — | Aug 20, 2019 | Common Stock | 161,459 | 250,000 | D |
Explanation of responses
- F1The options vested as to 1/48th of the shares monthly from vesting start date of 8/2/2009 and fully vested 8/2/2013.