SEC Form 4 · accession 0001140361-18-040054
PHOTRONICS INC · PLAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Progler
Officer — VP, Chief Technology Officer
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810136
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | M | 2,500 | $0.76 | A | 92,400 | D | |
| Common Stock | Oct 1, 2018 | M | 2,800 | $4.42 | A | 95,200 | D | |
| Common StockF1 | Oct 1, 2018 | S | 2,500 | $9.84 | D | 92,700 | D | |
| Common StockF1 | Oct 1, 2018 | S | 2,800 | $9.84 | D | 89,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $0.76 | Oct 1, 2018 | M | 2,500 | D | Nov 10, 2012 | Nov 10, 2018 | Common Stock | 2,500 | 0 | D |
| Stock Options (Right to Buy) | $4.42 | Oct 1, 2018 | M | 2,800 | D | Dec 21, 2013 | Dec 21, 2019 | Common Stock | 2,800 | 19,600 | D |
Explanation of responses
- F1The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by Mr. Progler.