SEC Form 4 · accession 0001171843-18-006847
SIMMONS FIRST NATIONAL CORP · SFNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Clark II
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000090498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| SFNC | Oct 1, 2018 | M | 410 | $28.74 | A | 12,340 | D | |
| SFNC | holding | — | — | — | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F1 | $28.74 | Oct 1, 2018 | M | 410 | D | — | — | Common | 410 | 410 | D |
Explanation of responses
- F1The Restricted Stock Unit vested on October 1, 2018.
- F2The balance of the Restricted Stock Units vest on January 2, 2019. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.