SEC Form 4 · accession 0001428875-18-000129

SERVICEMASTER GLOBAL HOLDINGS INC · SERV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mary Kay Wegner

Officer — Pres., Franchise Svcs Group

Period of report

Oct 1, 2018

Accepted (ET)

Oct 3, 2018 · 8:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001428875

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 1, 2018	M	10,076	—	A	13,063	D
Common Stock^F2,F3	Oct 1, 2018	F	4,114	$40.55	D	8,949	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Restricted Units^F1	—	Oct 1, 2018	M	10,076	D	—	—	Common Stock	10,076	0	D
Employee Stock Options (Right To Buy)^F4,F5	$26.81	Feb 22, 2016	J	18,356	A	—	—	Common Stock	18,356	18,356	D
Employee Stock Options (Right To Buy)^F6,F7	$26.01	Feb 20, 2017	J	42,030	A	—	—	Common Stock	42,030	42,030	D
Employee Stock Options (Right To Buy)^F8,F7	$37.07	Feb 18, 2018	J	33,248	A	—	—	Common Stock	33,248	33,248	D

Explanation of responses

F1The executive was originally granted 10,076 shares of Performance Restricted Stock Units on July 26, 2017 in connection with the proposed spin-off of the American Home Shield business. Upon the completion of the spin-off on October 1, 2018, the executive's Performance Restricted Stock units vested.
F2The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares.
F3The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.48-$40.73, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F4The number of RSU(s), stock options and the exercise price for the stock options were all adjusted in connection with the spin-off based on the closing price of ServiceMaster's stock on September 28, 2018 and the opening price of ServiceMaster's stock on October 1, 2018.
F5The stock options were granted on February 22, 2016, and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment.
F6The stock options were granted on February 20, 2017, and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment.
F7The number of RSU(s), stock options and the exercise price for the stock options were all adjusted in connection with the spin-off based on the closing price of ServiceMaster's stock on September 28, 2018 and the opening price of ServiceMaster's stock on October 1, 2018.
F8The stock options were granted on February 18, 2018, and vest and become exercisable in four equal installments on the first anniversary of the grant date, subject to continued employment.