SEC Form 4 · accession 0000899243-18-026078

ARVINAS, INC. · ARVN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 1, 2018

Accepted (ET)

Oct 3, 2018 · 5:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001655759

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 1, 2018	P	4,000	$16.00	A	55,398	D
Common Stock^F2,F3	Oct 1, 2018	C	4,989,554	—	A	4,989,554	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series A Preferred Stock^F3,F2	—	Oct 1, 2018	C	9,543,387	D	—	—	Common Stock	2,936,426	I
Series B Preferred Stock^F3,F2	—	Oct 1, 2018	C	4,462,837	D	—	—	Common Stock	1,373,180	I
Series C Preferred Stock^F3,F2	—	Oct 1, 2018	C	2,209,833	D	—	—	Common Stock	679,948	I

F1Reflects shares of the Issuer's Common Stock that were purchased in connection with the Issuer's initial public offering.
F2On October 1, 2018, the Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock converted into Common Stock on a 3.25-for-one basis, upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock, Series B Preferred Stock and Series C Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
F3These shares are held directly by Canaan IX L.P. The Reporting Person is a non-managing member of Canaan Partners IX LLC, the general partner of Canaan IX L.P. The Reporting Person does not have voting, investment or dispositive power over any of the shares directly held by Canaan IX L.P. and disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.