SEC Form 4 · accession 0000047518-18-000085
Hill-Rom Holdings, Inc. · HRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Alonso-Marum
Officer — SVP and Pres., International
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | M | 9,811 | $0.00 | A | 13,354 | D | |
| Common Stock | Oct 1, 2018 | F | 2,955 | $94.26 | D | 10,399 | D | |
| Common StockF2 | holding | — | — | — | 1,191 | I | By Hill-Rom Holdings, Inc. Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share Units (11/16/2015)F3 | $0.00 | Oct 1, 2018 | M | 9,811 | D | Oct 1, 2018 | Oct 1, 2018 | Common Stock | 9,811 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Hill-Rom Holdings, Inc. Common Stock incident to the vesting of performance restricted stock units in accordance with Rule 16b-3.
- F2Reflects the number of shares held in the Hill-Rom Holdings, Inc. Employee Stock Purchase Plan (ESPP Plan) as of October 1, 2018. Includes 128.46 shares acquired since the reporting person's last report.
- F3The shares of common stock were issued upon previously awarded performance based restricted stock. The performance based restricted stock unit award did not constitute derivative security reporting and therefore were not reported at the time of award.