SEC Form 4 · accession 0001246360-18-002325
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benito Minicucci
Officer — PRES & COO
Period of report
Oct 2, 2018
Accepted (ET)
Oct 3, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Oct 2, 2018 | A | 180 | A | Oct 2, 2021 | Oct 2, 2028 | COMMON STOCK | 180 | 180 | D |
| EMPLOYEE STOCK OPTIONS (RT TO BUY)F2 | $66.26 | Oct 2, 2018 | A | 680 | A | Oct 2, 2019 | Oct 2, 2028 | COMMON STOCK | 680 | 680 | D |
Explanation of responses
- F1RESTRICTED STOCK UNITS CLIFF VEST 3 YEARS FROM GRANT AND CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
- F2OPTIONS WILL VEST IN 25% INCREMENTS OVER FOUR YEARS AS FOLLOWS 170 ON 10/02/2019; 170 ON 10/02/2020, 170 ON 10/02/2021 AND 170 ON 10/02/2022.