SEC Form 4 · accession 0001437749-18-017937
TACTILE SYSTEMS TECHNOLOGY INC · TCMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J. Folkes
Officer — Chief Operating Officer
Period of report
Oct 1, 2018
Accepted (ET)
Oct 4, 2018 · 9:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001027838
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2018 | M | 3,044 | $1.55 | A | 116,280 | D | |
| Common Stock | Oct 1, 2018 | S | 3,044 | $71.54 | D | 113,236 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.55 | Oct 1, 2018 | M | 3,044 | D | — | Apr 20, 2021 | Common Stock | 3,044 | 15,218 | D |
Explanation of responses
- F1Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2018.
- F2Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2018.
- F3Fully vested.