SEC Form 4 · accession 0001437749-18-017901
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon T Tremmel
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | M | 3,350 | $6.87 | A | 10,888 | D | |
| Common StockF1 | Oct 1, 2018 | M | 7,868 | $6.87 | A | 18,756 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.87 | Oct 1, 2018 | M | 3,350 | D | Jul 8, 2016 | Apr 8, 2026 | Common Stock | 3,350 | 18,502 | D |
| Stock Option (right to buy)F1 | $6.87 | Oct 1, 2018 | M | 7,868 | D | Apr 8, 2017 | Apr 8, 2026 | Common Stock | 7,868 | 10,634 | D |
Explanation of responses
- F1Exercise and hold of stock options. The reporting person is holding all of the shares.