SEC Form 4 · accession 0001104659-18-060367
GRAFTECH INTERNATIONAL LTD · EAF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Rintoul
Officer — President and CEO · Director
Period of report
Jun 29, 2018
Accepted (ET)
Oct 3, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000931148
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitsF1,F2,F3 | — | Jun 29, 2018 | A | 68 | A | — | — | Common Stock | 68 | 19,403 | D |
| Deferred Share UnitsF1,F2,F3 | — | Sep 28, 2018 | A | 89 | A | — | — | Common Stock | 89 | 19,492 | D |
Explanation of responses
- F1Additional deferred shares units (DSUs) accrued pursuant to dividend equivalent rights with respect to outstanding awards of DSUs based upon the closing price of EAF as of the dividend record date.
- F2Each DSU represents a contingent right to receive one share of EAF common stock.
- F3DSUs vest on April 19, 2021 and will be settled in shares of common stock which will be delivered to the reporting person by the end of the calendar year in which the reporting person terminates employment with the company.