SEC Form 4 · accession 0001370637-18-000129
ETSY INC · ETSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rachel C Glaser
Officer — CHIEF FINANCIAL OFFICER
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370637
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | M | 5,501 | $0.00 | A | 18,636 | D | |
| Common Stock | Oct 1, 2018 | F | 2,928 | $49.96 | D | 15,708 | D | |
| Common StockF1 | Oct 1, 2018 | M | 3,466 | $0.00 | A | 19,174 | D | |
| Common Stock | Oct 1, 2018 | F | 1,845 | $49.96 | D | 17,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 1, 2018 | M | 5,501 | D | — | — | Common Stock | 5,501 | 60,509 | D |
| Restricted Stock UnitsF5,F2,F4 | — | Oct 1, 2018 | M | 3,466 | D | — | — | Common Stock | 3,466 | 24,262 | D |
Explanation of responses
- F1Shares of common stock acquired upon the vesting of restricted stock units.
- F2Units correspond 1-for-1 with common stock.
- F325% of the restricted stock units vested on July 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter, provided the reporting person remains continuously employed on each vesting date.
- F4The restricted stock units vest in 8 equal semi-annual installments, beginning on October 1, 2018, provided the reporting person remains continuously employed on each vesting date.
- F5Includes one share that was inadvertently omitted from the Form 4 filed on March 19, 2018.