SEC Form 4 · accession 0001179110-18-012036
CUBIC CORP /DE/ · CUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce G Blakley
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000026076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 1, 2018 | M | 1,425 | $0.00 | A | 3,885 | D | |
| Common StockF2 | holding | — | — | — | 8,961 | I | Blakley Living Trust DTD 2/9/16 | |
| Common StockF3 | holding | — | — | — | 200 | I | Blakley IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Oct 1, 2018 | M | 814 | D | — | — | Common Stock | 814 | 0 | D |
| Restricted Stock UnitsF1,F5 | — | Oct 1, 2018 | M | 611 | D | — | — | Common Stock | 611 | 611 | D |
Explanation of responses
- F1Reflects the issuance of CUB common stock upon vesting of restricted stock units ("RSUs"). Each RSU grated at that time represented a contingent right to receive one share of CUB stock.
- F2The Blakley Living Trust UA Feb. 9, 2016, for which the Reporting Person is a co-trustee with his spouse.
- F3Represents shares held in the Rollover IRA FBO Bruce G. Blakley, of which the Reporting Person is the sole owner with full voting and disposition rights.
- F4This is the second and final of 2 vesting installments of RSUs granted to the Reporting Person on November 14, 2016.
- F5This is the first of 2 vesting installments of RSUs granted to the Reporting Person on November 27, 2017. The remaining 611 shares from such grant shall vest on October 1, 2019, subject to the Reporting Person's continuous service through each application vesting date.