Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 17, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

222 filings · trading day Sep 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 12, 2018 DForm 4 →	Sep 14, 4:14 pm EDT	XL GROUP LTDXL	Michael S McGavickChief Executive Officer, Director	3,321,625	$57.60	$189,610,408	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:10 pm EDT	XL GROUP LTDXL	Gregory HendrickPresident, P&C	971,882	$57.60	$54,882,623	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:09 pm EDT	XL GROUP LTDXL	Gould Kirstin RomannGeneral Counsel & Secretary	586,200	$57.60	$33,765,137	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:07 pm EDT	XL GROUP LTDXL	Susan Lee CrossGlobal Chief Actuary	517,094	$57.60	$29,784,636	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:18 pm EDT	XL GROUP LTDXL	Eileen Goss WhelleyChief Human Resource Officer	288,126	$57.60	$16,596,033	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:10 pm EDT	XL GROUP LTDXL	W Myron HendryChief Platform Officer	279,385	$57.60	$16,092,548	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:11 pm EDT	XL GROUP LTDXL	Paul Andrew JardineChief Experience Officer	250,013	$57.60	$14,400,766	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:13 pm EDT	XL GROUP LTDXL	Kelly Jean LylesCE, Client & Country Mgmt.	152,754	$57.60	$8,524,123	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:16 pm EDT	XL GROUP LTDXL	Stephen RobbCFO and CAO	102,344	$57.60	$5,483,328	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:06 pm EDT	XL GROUP LTDXL	Charles F.A. CooperChief Executive, Reinsurance	78,276	$57.60	$2,703,446	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:13 pm EDT	RBC Bearings INCROLL	Michael J HartnettPresident and CEO, Director	20,718	$69.28	$1,435,312	35,759	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:12 pm EDT	XL GROUP LTDXL	Andre KellerEVP, Chief Investment Officer	19,809	$57.60	$1,140,989	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:05 pm EDT	XL GROUP LTDXL	Dale ComeyDirector	10,000	$57.60	$576,000	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:08 pm EDT	XL GROUP LTDXL	Robert R GlauberDirector	10,000	$57.60	$576,000	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:14 pm EDT	XL GROUP LTDXL	Joseph MaurielloDirector	10,000	$57.60	$576,000	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:04 pm EDT	XL GROUP LTDXL	Ramani AyerDirector	5,000	$57.60	$288,000	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:12 pm EDT	XL GROUP LTDXL	Edward J Kelly IIIDirector	5,000	$57.60	$288,000	0	—
Sep 12, 2018 DForm 4 →	Sep 14, 4:17 pm EDT	XL GROUP LTDXL	Anne StevensDirector	5,000	$57.60	$288,000	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:05 pm EDT	ServiceNow, Inc.NOW	Chirantan Jitendra DesaiChief Product Officer	2,031	$81.41	$165,344	96,845	—
Sep 14, 2018 MForm 4 →	Sep 14, 6:55 pm EDT	ARROW FINANCIAL CORPAROW	David G KruczlnickiDirector	6,108	$25.02	$152,825	773	—
Dec 7, 2012 AMForm 4 →	Sep 14, 2018, 5:15 pm EDT	SECURITY NATIONAL FINANCIAL CORPSNFCA	Norman G WilburDirector	27,397	$5.11	$140,099	1,050	—	late
Sep 13, 2018 MForm 4 →	Sep 17, 3:55 pm EDT	SOUTHERN FIRST BANCSHARES INCSFST	R Arthur Seaver Jr.Chief Executive Officer, Director	19,848	$5.70	$113,166	171,042	—
Sep 14, 2018 MForm 4 →	Sep 14, 4:24 pm EDT	Orion Group Holdings IncORN	Thomas N AmonettDirector	15,000	$6.00	$90,000	0	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:16 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Scott SleysterSenior Vice President	710	$97.08	$68,927	79,008	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:40 pm EDT	Spark Energy, Inc.SPKE	Nathan KroekerPresident & CEO, Director	5,809	$8.70	$50,538	284,641	—	amended
Sep 13, 2018 AForm 4 →	Sep 17, 1:54 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Karl J KrapekDirector	436	$97.08	$42,327	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:47 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Thomas J Baltimore Jr.Director	420	$97.08	$40,774	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:18 pm EDT	PRUDENTIAL FINANCIAL INCPRU	John R Strangfeld Jr.Chief Executive Officer, Director	395	$97.08	$38,347	44,013	—
Sep 14, 2018 JForm 4 →	Sep 17, 3:43 pm EDT	BALL CorpBLL	Theodore M SolsoDirector	850	$44.14	$37,500	130,112	—
Sep 14, 2018 MForm 4 →	Sep 17, 7:35 am EDT	FRANKLIN ELECTRIC CO INCFELE	Steven William AikmanVP, Global Water Systems Engin	1,500	$24.10	$36,143	2,110	—
Sep 14, 2018 MForm 4 →	Sep 14, 5:50 pm EDT	COMMUNITY WEST BANCSHARES /CWBC	Maureen ClarkOther	4,000	$7.95	$31,800	21,000	—
Sep 14, 2018 JForm 4 →	Sep 17, 3:43 pm EDT	BALL CorpBLL	Robert W AlspaughDirector	714	$44.14	$31,500	62,577	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:14 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Stephen PelletierExecutive Vice President	303	$97.08	$29,415	33,695	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:49 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Gilbert F CasellasDirector	283	$97.08	$27,474	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:29 pm EDT	Spark Energy, Inc.SPKE	Jason K. GarrettExecutive VP, Retail	3,093	$8.70	$26,909	151,555	—	amended
Sep 14, 2018 JForm 4 →	Sep 17, 3:43 pm EDT	BALL CorpBLL	Cathy D RossDirector	578	$44.14	$25,500	1,898	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:31 pm EDT	Spark Energy, Inc.SPKE	Gil MelmanVice President General Counsel	2,704	$8.70	$23,525	132,523	—	amended
Sep 13, 2018 AForm 4 →	Sep 17, 1:52 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Martina HundmejeanDirector	177	$97.08	$17,183	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:10 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Douglas A ScovannerDirector	139	$97.08	$13,494	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:08 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Christine A PoonDirector	124	$97.08	$12,038	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 1:56 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Peter R LighteDirector	67	$97.08	$6,504	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:00 pm EDT	PRUDENTIAL FINANCIAL INCPRU	George PazDirector	67	$97.08	$6,504	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:12 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Michael TodmanDirector	67	$97.08	$6,504	1,526	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:36 pm EDT	Spark Energy, Inc.SPKE	Robert Lawrence LaneVice President and CFO	723	$8.70	$6,290	35,393	—
Sep 13, 2018 AForm 4 →	Sep 17, 2:06 pm EDT	PRUDENTIAL FINANCIAL INCPRU	Sandra PianaltoDirector	63	$97.08	$6,116	1,526	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:25 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	100	$59.55	$5,960	1,881	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:26 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	93	$59.55	$5,558	4,356	—
Sep 12, 2018 CMForm 4 →	Sep 14, 4:34 pm EDT	Trade Desk, Inc.TTD	Paul RossChief Financial Officer	11,046	$1.44	$5,315	0	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:21 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	59	$59.55	$3,528	3,986	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:22 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	46	$59.55	$2,725	4,658	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:24 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	43	$59.55	$2,580	1,385	—
Sep 14, 2018 AForm 4 →	Sep 17, 3:31 pm EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	22	$112.17	$2,475	2,857	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:28 pm EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	36	$59.55	$2,146	85,946	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:33 pm EDT	Spark Energy, Inc.SPKE	Nick W Evans Jr.Director	128	$8.70	$1,114	6,287	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:34 pm EDT	Spark Energy, Inc.SPKE	Kenneth Michael HartwickDirector	128	$8.70	$1,114	6,287	—
Sep 13, 2018 AForm 4 →	Sep 17, 3:38 pm EDT	Spark Energy, Inc.SPKE	James G Jones IIDirector	128	$8.70	$1,114	6,287	—
Sep 14, 2018 AForm 4 →	Sep 17, 2:06 pm EDT	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	6	$148.33	$890	8,134	—
Sep 14, 2018 AForm 4 →	Sep 17, 3:32 pm EDT	PPG INDUSTRIES INCPPG	Rebecca B. LiebertSr. VP, Automotive Coatings	8	$112.17	$875	32	—
Sep 14, 2018 AForm 4 →	Sep 17, 3:29 pm EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	8	$112.17	$846	465	—
Sep 14, 2018 AForm 4 →	Sep 17, 3:33 pm EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	7	$112.17	$781	8,660	—
Sep 14, 2018 AForm 4 →	Sep 17, 3:34 pm EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP, Law, Compl & Spec Proj	4	$112.17	$475	776	—
Sep 14, 2018 AForm 4 →	Sep 17, 12:48 pm EDT	XCEL ENERGY INCXEL	Brett C CarterEVP, Chief Customer and Innova	4	$48.40	$208	26	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:01 pm EDT	Allison Transmission Holdings IncALSN	Lawrence E. DeweyDirector	262,795	—	—	78,805	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:03 pm EDT	Ellington Financial LLCEFC	Thomas F RobardsDirector	3,610	—	—	22,771	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:04 pm EDT	Ellington Financial LLCEFC	Edward ResendezDirector	3,610	—	—	21,521	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:04 pm EDT	Ellington Financial LLCEFC	Lisa MumfordDirector	3,610	—	—	65,107	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:05 pm EDT	Ellington Financial LLCEFC	Ronald I SimonDirector	6,944	—	—	3,610	—
Sep 4, 2018 ADForm 4 →	Sep 14, 4:05 pm EDT	Exactus, Inc.EXDI	Timothy John RyanEXECUTIVE VICE PRESIDENT, Director, 10% Owner	225,016	—	—	16	—	late amended
Sep 12, 2018 MForm 4 →	Sep 14, 4:05 pm EDT	Freshpet, Inc.FRPT	Scott James MorrisPresident and COO	30,000	—	—	61,088	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:06 pm EDT	VEEVA SYSTEMS INCVEEV	Timothy C BarabeDirector	727	—	—	2,181	—
Sep 12, 2018 ACMForm 4 →	Sep 14, 4:06 pm EDT	VEEVA SYSTEMS INCVEEV	Timothy S CabralChief Financial Officer	75,000	—	—	40,000	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:07 pm EDT	Malibu Boats, Inc.MBUU	Ritchie L. AndersonChief Operating Officer	1,250	—	—	1,250	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:07 pm EDT	GALLAGHER ARTHUR J & COAJG	William F ZiebellVICE PRESIDENT	12,500	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:08 pm EDT	VEEVA SYSTEMS INCVEEV	Mark T CargesDirector	612	—	—	1,836	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:09 pm EDT	Malibu Boats, Inc.MBUU	Jackie D. Springer Jr.Chief Executive Officer, Director	2,500	—	—	2,500	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:09 pm EDT	Pershing Gold Corp.PGLC	Barry C Honig10% Owner	47,661	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:09 pm EDT	VEEVA SYSTEMS INCVEEV	Paul Edward ChamberlainDirector	689	—	—	2,065	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:10 pm EDT	Malibu Boats, Inc.MBUU	Wayne R. WilsonChief Financial Officer	1,250	—	—	1,250	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:10 pm EDT	VEEVA SYSTEMS INCVEEV	Ronald E F CoddDirector	804	—	—	2,410	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:10 pm EDT	MATTEL INC /DE/MAT	Judy D. OlianDirector	6,518	—	—	6,518	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:12 pm EDT	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	65,873	—	—	204,953	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:12 pm EDT	VEEVA SYSTEMS INCVEEV	Gordon RitterDirector	842	—	—	2,525	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:13 pm EDT	VEEVA SYSTEMS INCVEEV	Paul J SekhriDirector	628	—	—	1,882	—
Sep 12, 2018 ACMForm 4 →	Sep 14, 4:13 pm EDT	VEEVA SYSTEMS INCVEEV	Eleni Nitsa ZuppasChief Marketing Officer	11,400	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:14 pm EDT	Motorola Solutions, Inc.MSI	Gino A BonanotteEVP and CFO	23,201	—	—	0	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Joseph G Hadzima Jr.Director	11,236	—	—	7,000	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	John R EganDirector	11,236	—	—	7,000	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Vincent J MullarkeyDirector	11,236	—	—	7,000	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Alfred GrassoDirector	9,000	—	—	7,000	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:15 pm EDT	NETSCOUT SYSTEMS INCNTCT	Robert E DonahueDirector	11,236	—	—	7,000	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:16 pm EDT	Liquidia Technologies IncLQDA	Timothy AlburySVP, Chief Accounting Officer	10,843	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:16 pm EDT	NETSCOUT SYSTEMS INCNTCT	James A LicoDirector	4,236	—	—	0	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:17 pm EDT	NETSCOUT SYSTEMS INCNTCT	Christopher PerrettaDirector	11,236	—	—	7,000	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:17 pm EDT	NETSCOUT SYSTEMS INCNTCT	Susan Louise SpradleyDirector	9,000	—	—	7,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:17 pm EDT	Motorola Solutions, Inc.MSI	John P MolloyEVP, Products & Sales	152,539	—	—	184,367	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:18 pm EDT	HARRIS CORP /DE/HRS	Edward J ZoissPresident, Electronic Systems	28,150	—	—	5,300	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:19 pm EDT	AMERI Holdings, Inc.AMRH	Viraj J PatelChief Financial Officer	200,000	—	—	200,000	—
Sep 14, 2018 MForm 4 →	Sep 14, 4:22 pm EDT	LOEWS CORPL	Joseph L BowerDirector	1,500	—	—	0	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:22 pm EDT	AMERI Holdings, Inc.AMRH	Brent KeltonChief Executive Officer	250,000	—	—	250,000	—
Sep 12, 2018 CForm 4 →	Sep 14, 4:26 pm EDT	Blue Apron Holdings, Inc.APRN	First Round Capital IV, L.P. +310% Owner	5,556,164	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:27 pm EDT	NetApp, Inc.NTAP	Alan L EarhartDirector	14,066	—	—	0	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:27 pm EDT	NetApp, Inc.NTAP	Gerald HeldDirector	2,924	—	—	41,100	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:28 pm EDT	NetApp, Inc.NTAP	Kathryn HillDirector	9,074	—	—	2,924	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:28 pm EDT	HUBBELL INCHUBB	Joseph Anthony CapozzoliVP and Corporate Controller	2,604	—	—	0	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:28 pm EDT	NetApp, Inc.NTAP	Deborah KerrDirector	2,924	—	—	8,380	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:28 pm EDT	NetApp, Inc.NTAP	Thomas Michael NevensDirector	9,074	—	—	2,924	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:28 pm EDT	NetApp, Inc.NTAP	Scott F. SchenkelDirector	8,380	—	—	2,924	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:28 pm EDT	CDW CorpCDW	Christina M CorleySee Remarks	14,900	—	—	78,067	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:28 pm EDT	AMERICAN EXPRESS COAXP	Marc D GordonChief Information Officer	25,948	—	—	0	—
Sep 12, 2018 AMForm 4 →	Sep 14, 4:28 pm EDT	NetApp, Inc.NTAP	George T ShaheenDirector	9,074	—	—	26,750	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:29 pm EDT	NetApp, Inc.NTAP	Richard P WallaceDirector	2,924	—	—	32,078	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:29 pm EDT	HMS HOLDINGS CORPHMSY	Bart M SchwartzDirector	2,554	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:29 pm EDT	MOTORCAR PARTS AMERICA INCMPAA	Jeffrey P MirvisDirector	25,000	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:30 pm EDT	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	272,065	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:30 pm EDT	Protalix BioTherapeutics, Inc.PLX	Yoseph ShaaltielExecutive VP, R&D	700,000	—	—	700,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:30 pm EDT	Coupa Software IncCOUP	Anthony D TiscorniaPrincipal Accounting Officer	781	—	—	4,428	—
Sep 11, 2018 MForm 4 →	Sep 14, 4:30 pm EDT	ANI PHARMACEUTICALS INCANIP	Robert W SchrepferSVP - New Bus Dev & Spec Sales	28,688	—	—	0	—	late
Sep 13, 2018 AForm 4 →	Sep 14, 4:30 pm EDT	Protalix BioTherapeutics, Inc.PLX	Moshe ManorPresident & CEO, Director	1,300,000	—	—	1,300,000	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:30 pm EDT	Protalix BioTherapeutics, Inc.PLX	Yaron NaosSr. VP, Operations	600,000	—	—	600,000	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:31 pm EDT	Protalix BioTherapeutics, Inc.PLX	Einat Brill AlmonSVP, Product Development	700,000	—	—	700,000	—
Sep 13, 2018 AForm 4 →	Sep 14, 4:31 pm EDT	Protalix BioTherapeutics, Inc.PLX	Yossi MaimonVP, Chief Financial Officer	700,000	—	—	700,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:31 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	1,600	—	—	88,400	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:35 pm EDT	DEXCOM INCDXCM	Jacob Steven LeachSVP, Research & Development	15,000	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:36 pm EDT	Edwards Lifesciences CorpEW	Michael A MussallemChairman & CEO, Director	32,900	—	—	188,200	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:37 pm EDT	Edwards Lifesciences CorpEW	Donald E Bobo Jr.CVP,Strategy/Corp Development	5,500	—	—	33,600	—
Sep 12, 2018 CForm 4 →	Sep 14, 4:38 pm EDT	MongoDB, Inc.MDB	Flybridge Capital Partners GP III, LLC +410% Owner	2,004,640	—	—	2,840	—
Sep 12, 2018 AForm 4 →	Sep 14, 4:39 pm EDT	NATHANS FAMOUS INCNATH	Leigh PlatteVice President, Food Service	10,000	—	—	10,000	—
Sep 12, 2018 CForm 4 →	Sep 14, 4:41 pm EDT	MongoDB, Inc.MDB	Charles M Hazard Jr.Director, 10% Owner	2,004,640	—	—	1,226,219	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:47 pm EDT	Evolent Health, Inc.EVH	Thomas Peterson IIIChief Operating Officer	70,000	—	—	108,274	—
Sep 13, 2018 MForm 4 →	Sep 14, 4:48 pm EDT	HERBALIFE NUTRITION LTD.HLF	John DeSimoneCo-President	1,048,930	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 4:48 pm EDT	PEGASYSTEMS INCPEGA	Efstathios A KouninisVP of Finance & CAO	885	—	—	10,993	—
Sep 12, 2018 AForm 4 →	Sep 14, 5:01 pm EDT	ExlService Holdings, Inc.EXLS	Jaynie M StudenmundDirector	1,240	—	—	1,240	—
Sep 13, 2018 MForm 4 →	Sep 14, 5:04 pm EDT	Evolent Health, Inc.EVH	Jonathan WeinbergGeneral Counsel	15,000	—	—	55,431	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:05 pm EDT	Q2 Holdings, Inc.QTWO	Barry G BentonSVP, General Counsel	5,541	—	—	7,327	—
Sep 12, 2018 CForm 4 →	Sep 14, 5:08 pm EDT	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	54,921,271	—
Sep 12, 2018 AForm 4 →	Sep 14, 5:08 pm EDT	MCKESSON CORPMCK	Dominic J CarusoDirector	1,193	—	—	1,193	—
Sep 13, 2018 MForm 4 →	Sep 14, 5:10 pm EDT	Zscaler, Inc.ZS	Andrew William Fraser BrownDirector	35,000	—	—	128,333	—
Sep 12, 2018 CForm 4 →	Sep 14, 5:12 pm EDT	ZUORA INCZUO	NEXT WORLD CAPITAL I, LLCOther	573,489	—	—	1,720,467	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:12 pm EDT	INOVIO PHARMACEUTICALS, INC.INO	Jong Joseph KimChief Executive Officer, Director	49,060	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:15 pm EDT	Zscaler, Inc.ZS	Robert SchlossmanChief Legal Officer	45,000	—	—	385,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:19 pm EDT	FIBROGEN INCFGEN	Pat CotroneoSVP, Finance and CFO	10,500	—	—	29,500	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:20 pm EDT	Standard AVB Financial Corp.STND	Susan M. DeLucaChief Risk Officer / Sr. VP	3,559	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:20 pm EDT	GLOBAL PAYMENTS INCGPN	Cameron M BreadySenior Executive VP and CFO	36,858	—	—	0	—
Sep 4, 2018 ADForm 4/A →	Sep 14, 5:25 pm EDT	Exactus, Inc.EXDI	Timothy John RyanEXECUTIVE VICE PRESIDENT, Director, 10% Owner	225,016	—	—	11	—
Sep 13, 2018 MForm 4 →	Sep 14, 5:29 pm EDT	ASSURED GUARANTY LTDAGO	Robert BailensonChief Financial Officer	16,723	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:30 pm EDT	Discovery, Inc.DISCA	Savalle SimsGeneral Counsel	1,414	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 14, 5:34 pm EDT	USANA HEALTH SCIENCES INCUSNA	Kevin GuestC.E.O.	12,809	—	—	107,191	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:34 pm EDT	Discovery, Inc.DISCA	Kurt WehnerChief Accounting Officer	7,233	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:38 pm EDT	Discovery, Inc.DISCA	Bruce CampbellChief Dev Dist & Legal Officer	31,462	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:40 pm EDT	ECOLAB INC.ECL	Angela M BuschEVP - Corp & Bus Dev	2,000	—	—	2,000	—
Sep 12, 2018 JForm 4 →	Sep 14, 5:41 pm EDT	REPRO MED SYSTEMS INCREPR	Joseph M. Manko Jr. +3Director, 10% Owner	1,000,000	—	—	1,000,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 5:44 pm EDT	TYLER TECHNOLOGIES INCTYL	Brenda A ClineDirector	5,000	—	—	5,000	—
Sep 5, 2018 MForm 4 →	Sep 14, 5:46 pm EDT	CROWN CASTLE INTERNATIONAL CORPCCI	Robert Carl AckermanSVP-COO-Towers and Small Cell	3,114	—	—	6,229	—	late
Sep 13, 2018 MForm 4 →	Sep 14, 5:46 pm EDT	ECOLAB INC.ECL	Michael A HickeyEVP & Pres - Global Inst	25,000	—	—	0	—
Feb 2, 2016 AForm 4 →	Sep 14, 2018, 5:53 pm EDT	C H ROBINSON WORLDWIDE INCCHRW	Andrew C ClarkeChief Financial Officer	14,158	—	—	14,158	—	late
Sep 12, 2018 GPForm 4 →	Sep 14, 5:56 pm EDT	RespireRx Pharmaceuticals Inc.RSPI	Arnold LippaExec Chairman, CSO, Director	95,240	—	—	0	—
Sep 12, 2018 AMForm 4 →	Sep 14, 6:00 pm EDT	BIODELIVERY SCIENCES INTERNATIONAL INCBDSI	Francis E Odonnell Jr.Director	302,077	—	—	0	—
Feb 2, 2017 AForm 4 →	Sep 14, 2018, 6:01 pm EDT	C H ROBINSON WORLDWIDE INCCHRW	James LemkePresident, Robinson Fresh	13,134	—	—	11,008	—	late
Sep 12, 2018 MForm 4 →	Sep 14, 6:02 pm EDT	SHUTTERFLY INCSFLY	Ishantha LokugeSVP and Chief Product Officer	2,514	—	—	25,140	—
Sep 12, 2018 MForm 4 →	Sep 14, 6:04 pm EDT	Yext, Inc.YEXT	Steven CakebreadChief Financial Officer	20,000	—	—	400,000	—
Sep 13, 2018 MForm 4 →	Sep 14, 6:05 pm EDT	Yext, Inc.YEXT	Phillip M FernandezDirector	2,000	—	—	188,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 6:07 pm EDT	QUINSTREET, INCQNST	Douglas ValentiChief Executive Officer, Director	38,320	—	—	75,737	—
Sep 14, 2018 MForm 4 →	Sep 14, 6:07 pm EDT	GENERAC HOLDINGS INC.GNRC	Patrick John ForsytheEVP - Global Engineering	45,150	—	—	10,446	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:13 pm EDT	MICROSOFT CORPMSFT	Reid HoffmanDirector	19	—	—	5,303	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:14 pm EDT	Moelis & CoMC	Eric CantorMD & Vice Chairman, Director	5,307	—	—	3,840	—
Sep 12, 2018 MForm 4 →	Sep 14, 6:14 pm EDT	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	10,000	—	—	58,269	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:15 pm EDT	Moelis & CoMC	Christopher CallesanoED & Principal Acct Officer	369	—	—	1,927	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:15 pm EDT	MICROSOFT CORPMSFT	Teri List-StollDirector	54	—	—	14,729	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:16 pm EDT	Moelis & CoMC	Osamu R. WatanabeGeneral Counsel and Secretary	2,127	—	—	11,028	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:16 pm EDT	Moelis & CoMC	Joseph SimonChief Financial Officer	3,211	—	—	17,419	—
Sep 12, 2018 MForm 4 →	Sep 14, 6:17 pm EDT	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	20,000	—	—	92,985	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:17 pm EDT	Moelis & CoMC	Navid MahmoodzadeganMD & Co-President, Director	12,739	—	—	85,552	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:17 pm EDT	MICROSOFT CORPMSFT	Charles H NoskiDirector	351	—	—	94,754	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:17 pm EDT	Moelis & CoMC	Jeffrey RaichMD & Co-President, Director	12,739	—	—	85,552	—
Sep 12, 2014 AForm 4 →	Sep 14, 2018, 6:18 pm EDT	Moelis & CoMC	Elizabeth CrainChief Operating Officer, Director	2,825	—	—	20,614	—	late
Sep 12, 2018 MForm 4 →	Sep 14, 6:19 pm EDT	Loxo Oncology, Inc.LOXO	Jennifer BursteinSenior VP of Finance	2,500	—	—	25,000	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:19 pm EDT	MICROSOFT CORPMSFT	Sandra E PetersonDirector	48	—	—	13,072	—
Sep 12, 2018 AForm 4 →	Sep 14, 6:19 pm EDT	Moelis & CoMC	Kenneth MoelisChairman and CEO, Director, 10% Owner	14,869	—	—	12,369	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:21 pm EDT	MICROSOFT CORPMSFT	Penny S PritzkerDirector	9	—	—	2,429	—
Sep 14, 2018 MForm 4 →	Sep 14, 6:21 pm EDT	FORESCOUT TECHNOLOGIES, INCFSCT	Darren J. MillikenSVP, GC & Corp Compliance Ofcr	3,439	—	—	86,246	—
Sep 12, 2018 MForm 4 →	Sep 14, 6:22 pm EDT	Turning Point Brands, Inc.TPB	James Michael MurraySenior VP, Business Planning	2,500	—	—	55,091	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:23 pm EDT	MICROSOFT CORPMSFT	John Wendell ThompsonDirector	210	—	—	31,789	—
Sep 13, 2018 AForm 4 →	Sep 14, 6:25 pm EDT	MICROSOFT CORPMSFT	Padmasree WarriorDirector	9	—	—	2,513	—
Jul 27, 2018 AForm 4 →	Sep 14, 6:34 pm EDT	Zendesk, Inc.ZEN	InaMarie JohnsonChief People Officer	55,000	—	—	55,000	—	late
Sep 13, 2018 MForm 4 →	Sep 14, 6:41 pm EDT	ZILLOW GROUP, INC.Z AND ZG	Spencer M RascoffChief Executive Officer, Director	57,518	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 14, 7:22 pm EDT	LOUISIANA-PACIFIC CORPLPX	William Bradley SouthernChief Executive Officer, Director	29,734	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 7:24 pm EDT	LOUISIANA-PACIFIC CORPLPX	Neil ShermanEVP Siding	26,127	—	—	0	—
Sep 12, 2018 MForm 4 →	Sep 14, 7:30 pm EDT	INTEGRATED DEVICE TECHNOLOGY INCIDTI	Brian C WhiteSVP, CHIEF FINANCIAL OFFICER	4,500	—	—	375	—
Sep 12, 2018 MForm 4 →	Sep 14, 7:34 pm EDT	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	1,280,110	—
Sep 12, 2018 AForm 4 →	Sep 14, 7:40 pm EDT	Guidewire Software, Inc.GWRE	Marcus RyuCEO and President, Director	32,784	—	—	16,392	—
Sep 12, 2018 MForm 4 →	Sep 14, 8:12 pm EDT	e.l.f. Beauty, Inc.ELF	Jonathan T. FieldmanSenior Vice President	65,000	—	—	26,000	—
Sep 12, 2018 CForm 4 →	Sep 14, 9:03 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	Jack BendheimPresident and CEO, Director, 10% Owner	30,000	—	—	20,166,034	—
Sep 12, 2018 MForm 4 →	Sep 14, 9:04 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	Daniel M BendheimExec. VP, Corporate Strategy, Director	2,500	—	—	17,390	—
Sep 12, 2018 CForm 4 →	Sep 14, 9:04 pm EDT	PHIBRO ANIMAL HEALTH CORPPAHC	BFI Co., LLC10% Owner	30,000	—	—	20,166,034	—
Sep 14, 2018 MForm 4 →	Sep 14, 9:08 pm EDT	LOUISIANA-PACIFIC CORPLPX	Michael Emory KinneyInterim CFO	25,413	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 14, 9:17 pm EDT	RHRH	DeMonty PriceSee Remarks	1,000	—	—	2,000	—
Sep 12, 2018 MForm 4 →	Sep 14, 9:39 pm EDT	FOX FACTORY HOLDING CORPFOXF	Larry L EnterlineChief Executive Officer, Director	60,000	—	—	532,191	—
Sep 15, 2018 MForm 4 →	Sep 17, 7:14 am EDT	Avaya Holdings Corp.AVYA	Susan Louise SpradleyDirector	3,212	—	—	3,212	—
Sep 15, 2018 MForm 4 →	Sep 17, 7:14 am EDT	Avaya Holdings Corp.AVYA	William D WatkinsDirector	3,212	—	—	3,212	—
Sep 15, 2018 MForm 4 →	Sep 17, 7:15 am EDT	Avaya Holdings Corp.AVYA	Scott D. VogelDirector	3,212	—	—	3,212	—
Sep 15, 2018 MForm 4 →	Sep 17, 7:16 am EDT	Avaya Holdings Corp.AVYA	Stanley J Sutula IIIDirector	3,212	—	—	3,212	—
Sep 15, 2018 MForm 4 →	Sep 17, 7:16 am EDT	Avaya Holdings Corp.AVYA	Stephan SchollDirector	3,212	—	—	3,212	—
Sep 15, 2018 AForm 4 →	Sep 17, 11:43 am EDT	ABCO Energy, Inc.ABCE	Charles Kristofer O'DowdCEO & President, Director	6,000,000	—	—	12,000,000	—
Sep 15, 2017 AForm 5 →	Sep 17, 2018, 11:45 am EDT	ABCO Energy, Inc.ABCE	Charles Kristofer O'DowdCEO & President, Director	6,000,000	—	—	6,000,000	—
Sep 19, 2014 JMForm 4 →	Sep 17, 2018, 12:01 pm EDT	DEEP WELL OIL & GAS INCDWOG	David RoffDirector	300,000	—	—	600,000	—	late
Sep 17, 2018 DForm 4 →	Sep 17, 12:04 pm EDT	HARTE HANKS INCHHS	Frank M GrilloEVP & Chief Marketing Officer	7,512	—	—	0	—
Sep 13, 2018 AForm 4 →	Sep 17, 12:08 pm EDT	DSW Inc.DSW	Ekta Singh-BushellDirector	3,000	—	—	3,000	—
Sep 13, 2018 MForm 4 →	Sep 17, 12:36 pm EDT	BRADY CORPBRC	Thomas J FelmerSRVP & Pres., Workplace Safety	35,000	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 17, 12:50 pm EDT	Employers Holdings, Inc.EIG	Stephen V FestaEVP, Chief Operating Officer	2,268	—	—	257	—
Sep 15, 2018 AForm 4 →	Sep 17, 1:11 pm EDT	ABCO Energy, Inc.ABCE	Wayne MarxVice President & Secretary, Director	1,000,000	—	—	2,000,000	—
Sep 15, 2017 AForm 5 →	Sep 17, 2018, 1:18 pm EDT	ABCO Energy, Inc.ABCE	Wayne MarxVP & Secretary, Director	1,000,000	—	—	1,000,000	—
Sep 14, 2018 MForm 4 →	Sep 17, 1:49 pm EDT	APACHE CORPAPA	Dominic RicottaSr. Vice President	1,667	—	—	31,607	—
Sep 11, 2018 AForm 4 →	Sep 17, 1:53 pm EDT	Generation NEXT Franchise Brands, Inc.VEND	Christopher James MaudlinDirector	330,000	—	—	330,000	—	late
Sep 13, 2018 MForm 4 →	Sep 17, 1:56 pm EDT	PROVIDENT FINANCIAL SERVICES INCPFS	Donald W BlumEVP/CLO of Provident Bank	10,507	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 17, 2:07 pm EDT	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	4,142	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 17, 2:07 pm EDT	TE Connectivity Ltd.TEL	Heath A MittsEVP & Chief Financial Officer	19,897	—	—	39,792	—
Aug 15, 2018 AForm 4/A →	Sep 17, 2:36 pm EDT	PARKER HANNIFIN CORPPH	Catherine A SueverExec. VP Finance & Admin & CFO	21,920	—	—	21,920	—
Aug 15, 2018 AForm 4/A →	Sep 17, 2:40 pm EDT	PARKER HANNIFIN CORPPH	Lee C BanksPresident & COO	36,530	—	—	36,530	—
Sep 15, 2018 AForm 4 →	Sep 17, 3:00 pm EDT	Kearny Financial Corp.KRNY	Anthony V Bilotta Jr.EVP and Chief Banking Officer	100,000	—	—	100,000	—
Sep 13, 2018 XForm 4 →	Sep 17, 3:26 pm EDT	LILIS ENERGY, INC.LLEX	Mark Daniel ChristensenDirector	220,000	—	—	0	—	amended
Sep 17, 2018 MForm 4 →	Sep 17, 3:29 pm EDT	lululemon athletica inc.LULU	Emily WhiteDirector	1,214	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 17, 3:31 pm EDT	RigNet, Inc.RNET	Tonya Maumus McDermottInterim CFO	8,326	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.