SEC Form 4 · accession 0001090009-18-000017
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Arthur Seaver Jr.
Officer — Chief Executive Officer · Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 11,133 | $5.67 | A | 44,876 | D | |
| Common Stock | Sep 13, 2018 | S | 10,583 | $41.70 | D | 34,293 | D | |
| Common Stock | Sep 13, 2018 | S | 550 | $41.75 | D | 33,743 | D | |
| Common Stock | Sep 14, 2018 | M | 6,867 | $5.67 | A | 40,610 | D | |
| Common Stock | Sep 14, 2018 | S | 4,194 | $41.605 | D | 36,416 | D | |
| Common Stock | Sep 14, 2018 | S | 2,173 | $41.70 | D | 34,243 | D | |
| Common Stock | Sep 14, 2018 | S | 400 | $41.60 | D | 33,843 | D | |
| Common Stock | Sep 14, 2018 | S | 100 | $41.65 | D | 33,743 | D | |
| Common Stock | Sep 17, 2018 | M | 1,848 | $6.01 | A | 35,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $5.67 | Sep 13, 2018 | M | 11,133 | D | Jan 19, 2011 | Jan 19, 2020 | Common Stock | 11,133 | 179,757 | D |
| Stock Options (right to buy) | $5.67 | Sep 14, 2018 | M | 6,867 | D | Jan 19, 2011 | Jan 19, 2020 | Common Stock | 6,867 | 172,890 | D |
| Stock Options (right to buy) | $6.01 | Sep 17, 2018 | M | 1,848 | D | Jan 18, 2012 | Jan 18, 2021 | Common Stock | 1,848 | 171,042 | D |