SEC Form 4 · accession 0001638599-18-001105
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sebastian Grady
Officer — President
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2018 | M | 1,600 | $1.16 | A | 1,700 | D | |
| Common Stock | Sep 12, 2018 | S | 1,600 | $7.00 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $1.16 | Sep 12, 2018 | M | 1,600 | D | — | Jul 1, 2021 | Common Stock | 1,600 | 88,400 | D |
Explanation of responses
- F1The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2The shares subject to the option are fully-vested and exercisable.