SEC Form 4 · accession 0001437749-18-017053

Freshpet, Inc. · FRPT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and COO

Period of report

Sep 12, 2018

Accepted (ET)

Sep 14, 2018 · 4:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001611647

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
common stock	Sep 12, 2018	M	10,874	$9.05	A	173,672	D
common stock^F1	Sep 12, 2018	S	10,874	$37.18	D	162,798	D
common stock	Sep 12, 2018	M	15,614	$11.00	A	178,412	D
common stock	Sep 12, 2018	S	15,614	$37.10	D	162,798	D
common stock	Sep 13, 2018	M	3,512	$11.00	A	166,310	D
common stock	Sep 13, 2018	S	3,512	$37.75	D	162,798	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to purchase common stock^F2	$9.05	Sep 12, 2018	M	10,874	D	—	May 10, 2026	Common Stock	10,874	28,417	D
Options to purchase common stock^F3	$11.00	Sep 12, 2018	M	15,614	D	—	Apr 3, 2027	Common Stock	15,614	64,600	D
Options to purchase common stock^F3	$11.00	Sep 13, 2018	M	3,512	D	—	Apr 3, 2027	Common Stock	3,512	61,088	D

F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.15 to $37.20. The reporting person undertakes to provide to Freshpet, Inc., any security holders of Freshpet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set in this Form 4.
F2The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The options vests in three equal annual installments beginning December 31, 2016.
F3The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The options vests in three equal annual installments beginning April 3, 2018.