SEC Form 4 · accession 0001209191-18-051139
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren J. Milliken
Officer — SVP, GC & Corp Compliance Ofcr
Period of report
Sep 14, 2018
Accepted (ET)
Sep 14, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | M | 3,439 | $8.44 | A | 3,721 | D | |
| Common StockF2 | Sep 14, 2018 | S | 2,400 | $37.845 | D | 1,321 | D | |
| Common StockF3 | Sep 14, 2018 | S | 1,321 | $38.297 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $8.44 | Sep 14, 2018 | M | 3,439 | D | — | Feb 4, 2024 | Common Stock | 3,439 | 86,246 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $37.19 to $38.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $38.22 to $38.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4One-fourth of the shares subject to the option vested on January 29, 2015 and one forty-eighth of the shares vest monthly thereafter.