SEC Form 4 · accession 0001628280-18-011884
HUBBELL INC · HUBB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Anthony Capozzoli
Officer — VP and Corporate Controller
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000048898
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2018 | M | 2,604 | $95.575 | A | 5,999 | D | |
| Common StockF1 | Sep 12, 2018 | F | 2,121 | $131.00 | D | 3,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $95.575 | Sep 12, 2018 | M | 2,604 | D | — | Apr 15, 2023 | Common Stock | 2,604 | 0 | D |
Explanation of responses
- F1The shares withheld by the Issuer were calculated on the spread between the price of the SAR and the market price on the date the SAR was exercised. The payment of withholding taxes for the SAR that was exercised on this date was also included in this number.
- F233 1/3% on first anniversary date of grant; 33 1/3% on second anniversary date of grant; balance on third anniversary date of grant.