SEC Form 4 · accession 0001357400-18-000138
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominic Ricotta
Officer — Sr. Vice President
Period of report
Sep 14, 2018
Accepted (ET)
Sep 17, 2018 · 1:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | M | 1,667 | $0.00 | A | 12,024 | D | |
| Common Stock | Sep 14, 2018 | F | 656 | $45.46 | D | 11,368 | D | |
| Common Stock | holding | — | — | — | 5,958 | I | Held by Trustee 401(k) Plan | |
| Common Stock | holding | — | — | — | 12,159 | I | Held by Trustee NQ Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF2,F3,F4 | $0.00 | Sep 14, 2018 | M | 1,667 | D | — | — | Common Stock | 1,667 | 31,607 | D |
Explanation of responses
- F1Shares withheld to cover required tax withholding on vesting of restricted stock effective as of 09/14/2018. Data provided by plan administrator on 09/17/2018.
- F2With tandem tax withholding right.
- F3One share of Apache common stock for each restricted stock unit.
- F4Restricted stock units granted 09/14/2016 under employer plan - data provided by plan adminitrator on 09/17/2018. The units vest 1/3 on each of 10/01/2017, 09/14/2018, and 09/14/2019.