SEC Form 4 · accession 0000899243-18-024568
FOX FACTORY HOLDING CORP · FOXF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry L Enterline
Officer — Chief Executive Officer · Director
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001424929
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2018 | M | 22,401 | $5.16 | A | 109,560 | I | By Vulcan Holdings, Inc. |
| Common StockF2,F1 | Sep 12, 2018 | S | 22,401 | $70.1412 | D | 87,159 | I | By Vulcan Holdings, Inc. |
| Common StockF1 | Sep 13, 2018 | M | 37,599 | $5.16 | A | 124,758 | I | By Vulcan Holdings, Inc. |
| Common StockF3,F1 | Sep 13, 2018 | S | 37,599 | $68.5332 | D | 87,159 | I | By Vulcan Holdings, Inc. |
| Common StockF4 | Sep 14, 2018 | S | 30,000 | $68.1927 | D | 60,519 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $5.16 | Sep 12, 2018 | M | 22,401 | D | Jun 15, 2013 | Jun 15, 2022 | Common Stock | 22,401 | 569,790 | I |
| Options to purchase Common StockF1 | $5.16 | Sep 13, 2018 | M | 37,599 | D | Jun 15, 2013 | Jun 15, 2022 | Common Stock | 37,599 | 532,191 | I |
Explanation of responses
- F1Shares held by Vulcan Holdings, Inc., Reporting Person's wholly-owned consulting services corporation.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.775, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $70.35, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.425 to $68.575, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.