SEC Form 4 · accession 0001590976-18-000082
MALIBU BOATS, INC. · MBUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ritchie L. Anderson
Officer — Chief Operating Officer
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Sep 12, 2018 | A | 1,073 | $0.00 | A | 20,168 | D | |
| Class A Common StockF2 | Sep 12, 2018 | A | 1,304 | $0.00 | A | 21,472 | D | |
| Class A Common StockF2 | Sep 12, 2018 | A | 3,750 | $0.00 | A | 25,222 | D | |
| Class A Common StockF2 | Sep 12, 2018 | A | 1,375 | $0.00 | A | 26,597 | D | |
| Class A Common StockF2 | Sep 12, 2018 | F | 1,829 | $52.38 | D | 24,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $30.87 | Sep 12, 2018 | A | 1,250 | A | Sep 12, 2018 | Nov 5, 2023 | Class A Common Stock | 1,250 | 1,250 | D |
Explanation of responses
- F1Represents shares of Malibu Boats, Inc.'s (the "Issuer") Class A Common Stock vesting under performance-based restricted stock units granted on November 6, 2015.
- F2Includes 3,750 shares of restricted stock vesting in three equal annual installments beginning on November 4, 2018, 536 restricted stock units vesting on November 6, 2018, 2,607 restricted stock units vesting in two substantially equal annual installments beginning on November 6, 2018, and 5,500 shares of restricted stock vesting in four equal annual installments beginning on November 6, 2018. The restricted stock units represent the contingent right to receive an equivalent number of shares of the Issuer's Class A Common Stock.
- F3Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock units granted on November 6, 2015.
- F4Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 4, 2016.
- F5Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 6, 2017.
- F6Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock units and awards referenced in footnotes (1), (3), (4) and (5).
- F7Represents performance-based options vesting under options granted on November 6, 2017.