SEC Form 4 · accession 0001127602-18-027628
GLOBAL PAYMENTS INC · GPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cameron M Bready
Officer — Senior Executive VP and CFO
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123360
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2018 | M | 36,858 | $35.78 | A | 189,083 | D | |
| Common StockF1 | Sep 12, 2018 | S | 46,032 | $127.69 | D | 143,051 | D | |
| Common StockF2 | Sep 12, 2018 | S | 11,705 | $128.12 | D | 131,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $35.78 | Sep 12, 2018 | M | 36,858 | D | — | Aug 18, 2024 | Common Stock | 36,858 | 0 | D |
Explanation of responses
- F1Reflects the weighted average sale price. The range of prices for such transaction is $127.00 to $127.99. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Cancel
- F2Reflects the weighted average sale price. The range of prices for such transaction is $128.00 to $128.37. Open market sale transactions were made on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This grant became exercisable in 33.33% increments on the first (August 18, 2015), second (August 18, 2016), and third (August 18, 2017) anniversary of the grant date.