SEC Form 4 · accession 0001209191-18-051083
L3HARRIS TECHNOLOGIES, INC. /DE/ · LHX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J Zoiss
Officer — President, Electronic Systems
Period of report
Sep 13, 2018
Accepted (ET)
Sep 14, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000202058
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 2,300 | $35.04 | A | 7,018 | D | |
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 550 | $42.59 | A | 7,568 | D | |
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 3,950 | $42.87 | A | 11,518 | D | |
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 4,450 | $37.69 | A | 15,968 | D | |
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 5,300 | $46.53 | A | 21,268 | D | |
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 10,000 | $56.97 | A | 31,268 | D | |
| Common Stock, Par Value $1.00 | Sep 13, 2018 | M | 1,600 | $71.02 | A | 32,868 | D | |
| Common Stock, Par Value $1.00F2 | Sep 13, 2018 | S | 2,511 | $161.96 | D | 30,357 | D | |
| Common Stock, Par Value $1.00F3 | Sep 13, 2018 | S | 23,800 | $162.89 | D | 6,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $35.04 | Sep 13, 2018 | M | 2,300 | D | Aug 28, 2012 | Aug 28, 2019 | Common Stock, Par Value $1.00 | 2,300 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $42.59 | Sep 13, 2018 | M | 550 | D | Nov 2, 2012 | Nov 2, 2019 | Common Stock, Par Value $1.00 | 550 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $42.87 | Sep 13, 2018 | M | 3,950 | D | Aug 27, 2013 | Aug 27, 2020 | Common Stock, Par Value $1.00 | 3,950 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $37.69 | Sep 13, 2018 | M | 4,450 | D | Aug 26, 2014 | Aug 26, 2021 | Common Stock, Par Value $1.00 | 4,450 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $46.53 | Sep 13, 2018 | M | 5,300 | D | Aug 24, 2015 | Aug 24, 2022 | Common Stock, Par Value $1.00 | 5,300 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $56.97 | Sep 13, 2018 | M | 10,000 | D | Aug 23, 2016 | Aug 23, 2023 | Common Stock, Par Value $1.00 | 10,000 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $71.02 | Sep 13, 2018 | M | 1,600 | D | Aug 22, 2017 | Aug 22, 2024 | Common Stock, Par Value $1.00 | 1,600 | 5,300 | D |
Explanation of responses
- F1The exercise of options and sale of the underlying shares as reported on this Form 4 were executed pursuant to a sale plan adopted by the reporting person on June 14, 2018, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- F2Weighted average sale price of $161.96 (prices actually received ranged from $161.56 to $162.42). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
- F3Weighted average sale price of $162.89 (prices actually received ranged from $162.58 to $163.21). The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney