SEC Form 4 · accession 0001437749-18-017058

GENERAC HOLDINGS INC. · GNRC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Patrick John Forsythe

Officer — EVP - Global Engineering

Period of report

Sep 14, 2018

Accepted (ET)

Sep 14, 2018 · 6:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001474735

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Sep 14, 2018	M	4,077	$40.12	A	25,835	D
Common Stock^F1	Sep 14, 2018	S	4,077	$57.0432	D	21,758	D
Common Stock	Sep 14, 2018	M	9,733	$33.23	A	31,491	D
Common Stock^F2	Sep 14, 2018	S	9,733	$57.05	D	21,758	D
Common Stock	Sep 14, 2018	M	31,340	$28.36	A	53,098	D
Common Stock^F3	Sep 14, 2018	S	31,340	$57.0475	D	21,758	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$40.12	Sep 14, 2018	M	4,077	D	—	Mar 1, 2027	Common Stock	4,077	12,234	D
Stock Option (Right to Buy)^F5	$33.23	Sep 14, 2018	M	9,733	D	—	Feb 18, 2026	Common Stock	9,733	9,733	D
Stock Option (Right to Buy)^F6	$28.36	Sep 14, 2018	M	31,340	D	—	Aug 10, 2025	Common Stock	31,340	10,446	D

Explanation of responses

F1The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $56.74 to 57.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F2The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $56.76 to 57.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $56.77 to 57.64, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F4The option provides for vesting in four equal annual installments beginning on March 1, 2018, subject in each case to Mr. Forsythe's continued employment with Generac Holdings Inc. through the vesting date.
F5The option provides for vesting in four equal annual installments beginning on February 18, 2017, subject in each case to Mr. Forsythe's continued employment with Generac Holdings Inc. through the vesting date.
F6The option provides for vesting in four equal annual installments beginning on August 10, 2016, subject in each case to Mr. Forsythe's continued employment with Generac Holdings Inc. through the vesting date.