SEC Form 4 · accession 0001225208-18-013400
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart M Schwartz
Director
Period of report
Sep 13, 2018
Accepted (ET)
Sep 14, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 2,554 | $22.95 | A | 67,595 | D | |
| Common Stock | Sep 13, 2018 | F | 1,748 | $33.55 | D | 65,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $22.95 | Sep 13, 2018 | M | 2,554 | D | — | Sep 30, 2018 | Common Stock | 2,554 | 0 | D |
Explanation of responses
- F1The reported transactions involved a net exercise of a company stock option. The option was granted in 2011 and has an expiration date of September 30, 2018.
- F2One-quarter of the option vested on each of December 31, 2011, March 31, 2012, June 30, 2012 and September 30, 2012.