SEC Form 4 · accession 0001567619-18-002671
Standard AVB Financial Corp. · STND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan M. DeLuca
Officer — Chief Risk Officer / Sr. VP
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492915
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2018 | M | 433 | $18.24 | A | 7,685 | D | |
| Common Stock | Sep 12, 2018 | M | 1,042 | $18.24 | A | 8,727 | D | |
| Common Stock | Sep 12, 2018 | M | 1,042 | $18.12 | A | 9,769 | D | |
| Common Stock | Sep 12, 2018 | M | 1,042 | $20.02 | A | 10,811 | D | |
| Common Stock | Sep 12, 2018 | F | 2,515 | $34.50 | D | 8,296 | D | |
| Common Stock | holding | — | — | — | 173 | I | By ESOP | |
| Common Stock | holding | — | — | — | 1,083 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $18.24 | Sep 12, 2018 | M | 433 | D | Feb 19, 2009 | Feb 19, 2019 | Common Stock | 433 | 0 | D |
| Stock OptionsF1 | $18.24 | Sep 12, 2018 | M | 1,042 | D | Feb 19, 2012 | Feb 19, 2019 | Common Stock | 1,042 | 0 | D |
| Stock OptionsF1 | $18.12 | Sep 12, 2018 | M | 1,042 | D | Feb 17, 2013 | Feb 17, 2020 | Common Stock | 1,042 | 0 | D |
| Stock OptionsF1 | $20.02 | Sep 12, 2018 | M | 1,042 | D | Feb 24, 2014 | Feb 24, 2021 | Common Stock | 1,042 | 0 | D |
Explanation of responses
- F1Stock options are fully vested.