SEC Form 4 · accession 0000921895-18-002603
NATHANS FAMOUS, INC. · NATH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh Platte
Officer — Vice President, Food Service
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000069733
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2018 | A | 1,000 | $0.00 | A | 1,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2010 Stock Incentive Plan (right to buy)F2 | $89.90 | Sep 12, 2018 | A | 10,000 | A | — | Sep 11, 2023 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents shares of restricted stock granted under the Issuer's 2010 Stock Incentive Plan, as amended. The restricted shares vest as follows: 33% on the first anniversary of the grant date, 34% on the second anniversary of the grant date, and 33% on the third anniversary of the grant date.
- F2These stock options vest over a three year period as follows: 33% on the first anniversary of the grant date, 34% on the second anniversary of the grant date, and 33% on the third anniversary of the grant date.