SEC Form 4 · accession 0001209191-18-051133
C. H. ROBINSON WORLDWIDE, INC. · CHRW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew C Clarke
Officer — Chief Financial Officer
Period of report
Feb 2, 2016
Accepted (ET)
Sep 14, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001043277
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 2, 2016 | A | 1,823 | $0.00 | A | 6,095 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $62.11 | Feb 2, 2016 | A | 7,695 | A | — | Jun 2, 2025 | Common Stock | 7,695 | 7,695 | D |
| Option (right to buy)F4 | $62.11 | Feb 2, 2017 | A | 3,693 | A | — | Jun 2, 2025 | Common Stock | 3,693 | 11,388 | D |
| Option (right to buy)F4 | $62.11 | Jan 31, 2018 | A | 2,770 | A | — | Jun 2, 2025 | Common Stock | 2,770 | 14,158 | D |
Explanation of responses
- F1Represents Performance-based restricted stock units that vested on February 2, 2016, have been credited to the reporting person's account in the Issuer's NQDC Plan and will be settled on a 1 for 1 basis in shares of the Issuer's common stock.
- F2This amount reflects 5,641 shares of Issuer common stock issuable in settlement of an equal number of vested deferred shares and restricted stock units credited to the reporting person's NQDC Plan account.
- F3Includes 454 shares acquired pursuant to the issuer's employee stock purchase plan.
- F4Performance-based stock option granted June 2, 2015 that vests, becomes exercisable and reportable as and to the extent applicable performance conditions are satisfied.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney