SEC Form 4 · accession 0001093557-18-000203
DEXCOM INC · DXCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob Steven Leach
Officer — SVP, Research & Development
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001093557
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2018 | M | 15,000 | $5.92 | A | 109,284 | D | |
| Common StockF2 | holding | — | — | — | 11,824 | I | Family Holdings | |
| Common StockF3 | holding | — | — | — | 47,600 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $5.92 | Sep 12, 2018 | M | 15,000 | D | Oct 2, 2009 | Oct 2, 2018 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Included in this number are 46,994 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 11,567 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 5,334 of which were granted on March 8, 2016 shall vest through March 8, 2019.
- F2Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.
- F3Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.