SEC Form 4 · accession 0001379041-18-000180
Employers Holdings, Inc. · EIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen V Festa
Officer — EVP, Chief Operating Officer
Period of report
Sep 14, 2018
Accepted (ET)
Sep 17, 2018 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001379041
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01F1 | Sep 14, 2018 | M | 2,268 | $20.87 | A | 18,634 | D | |
| Common Stock, par value $0.01F1 | Sep 14, 2018 | S | 2,268 | $47.00 | D | 16,366 | D | |
| Common Stock, par value $0.01F2 | holding | — | — | — | 50,530 | I | Stephen and Jane Festa Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1,F3 | $20.87 | Sep 14, 2018 | M | 2,268 | D | — | Mar 11, 2021 | Common Stock, par value $0.01 | 2,268 | 257 | D |
Explanation of responses
- F1This transaction was part of a 10b5-1 plan filed by the officer.
- F2Includes 846 shares of Common Stock previously reported as directly owned.
- F3The option is fully vested and immediately exercisable.