SEC Form 4 · accession 0001209191-18-051153
RH · RH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DeMonty Price
Officer — See Remarks
Period of report
Sep 14, 2018
Accepted (ET)
Sep 14, 2018 · 9:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528849
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 14, 2018 | M | 1,000 | — | A | 43,866 | D | |
| Common Stock | Sep 14, 2018 | F | 485 | $136.70 | D | 43,381 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F1,F2 | — | Sep 14, 2018 | M | 1,000 | D | — | — | Common Stock | 1,000 | 2,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of RH common stock.
- F2On October 2, 2015, the reporting person was granted 5,000 restricted stock units. This restricted stock unit award vested with respect to 20% of the units on each of September 14, 2016, September 14, 2017 and September 14, 2018, and the remaining 40% of the units will vest with respect to 20% annually on each of September 14, 2019 and September 14, 2020, subject to continuous service.
Remarks
President, Chief Operating, Service & Values Officer