SEC Form 4 · accession 0001567619-18-002687
e.l.f. Beauty, Inc. · ELF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan T. Fieldman
Officer — Senior Vice President · Other
Period of report
Sep 12, 2018
Accepted (ET)
Sep 14, 2018 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Sep 12, 2018 | M | 65,000 | $8.22 | A | 141,397 | D | |
| Common Stock, $0.01 par valueF3,F2 | Sep 12, 2018 | S | 68,312 | $13.4582 | D | 73,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $8.22 | Sep 12, 2018 | M | 65,000 | D | — | Aug 9, 2026 | Common Stock | 65,000 | 26,000 | D |
Explanation of responses
- F1Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- F2Includes 19,985 Restricted Stock Units.
- F3The transaction was executed in multiple trades in prices ranging from $13.13 to $14.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4The option was previously granted with vesting dependent upon the achievement of performance milestones; such milestones were subsequently met, and the option is now fully vested and immediately exercisable.